Darlan E. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darlan Edward Gordon, who also goes by Dee Gordon, was a registered financial professional .
Darlan is a previously registered financial professional and started their career in finance in 1991. Darlan had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 1995 - July 20, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
January 11, 1994 - June 13, 1995
EURO-ATLANTIC SECURITIES INC.
April 22, 1993 - January 10, 1994
JOSEPH ROBERTS & CO., INC.
September 16, 1992 - March 4, 1993
JOHN DAWSON & ASSOCIATES, INC.
August 31, 1992 - September 22, 1992
CIBC WORLD MARKETS CORP.
May 4, 1992 - July 22, 1992
ROBERT THOMAS SECURITIES, INC
October 14, 1991 - May 6, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PACIFIC CORTEZ SECURITIES INCORPORATED
CRD#: 24341 / SEC#: , 8-38514
Contact information
Documents
Red Flags
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