Joseph D. Benter
Professional summary
Joseph Daniel Benter was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial advisor and started their career in finance in 1991. Prior to being barred, Joseph had worked at 2 firms, which includes PROFESSIONAL INVESTMENT SERVICES INC., CHAPMAN SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2003 - April 17, 2003
PROFESSIONAL INVESTMENT SERVICES, INC.
July 25, 2002 - October 22, 2002
PROFESSIONAL INVESTMENT SERVICES, INC.
July 10, 1998 - July 29, 2002
CHAPMAN SECURITIES, INC.
September 3, 1991 - July 29, 2002
CHAPMAN SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PROFESSIONAL INVESTMENT SERVICES, INC.
CRD#: 13703 / SEC#: , 8-29657
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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