Dee Vanschoick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dee Vanschoick JR was a registered financial professional .
Dee is a previously registered financial professional and started their career in finance in 1991. Dee had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2013 - July 8, 2014
FINANCIAL TELESIS INC
November 12, 2008 - December 8, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 1, 1994 - November 30, 2006
WOODBURY FINANCIAL SERVICES, INC.
January 26, 1993 - March 1, 1994
RUSHMORE SECURITIES CORPORATION
September 16, 1991 - May 22, 1992
METROPOLITAN LIFE INSURANCE COMPANY
September 16, 1991 - May 22, 1992
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL TELESIS INC
CRD#: 31012 / SEC#: 801-63974, 8-45304
Contact information
FINRA licenses (7 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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