Steven M. Richards
Professional summary
Steven Michael Richards, who also goes by Stephen Michael Richards, is a registered financial advisor currently at BYERLY INVESTMENT MANAGEMENT INC. located in Gap, Pennsylvania.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Steven has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Michael Richards's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2021 - Present
BYERLY INVESTMENT MANAGEMENT INC.
May 13, 2011 - September 16, 2019
REALTA INVESTMENT ADVISORS, INC
October 1, 2000 - February 14, 2001
WELLS FARGO CLEARING SERVICES, LLC
March 19, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
August 4, 1997 - December 23, 1998
FIRST UNION BROKERAGE SERVICES, INC.
August 4, 1995 - June 20, 1996
ALLFIRST BROKERAGE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/2/2021)
Exams
Current Firm
BYERLY INVESTMENT MANAGEMENT INC.
CRD#: 155542 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 5,990,628 |
Red Flags
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