Lynn Sucik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn Sucik, who also goes by Lynn Annette Becker, Lynn Annette Mabrier, Lynn A Stephens, Lynn Annette Stephens, Lynn Annette Sucik, was a registered financial professional .
Lynn is a previously registered financial professional and started their career in finance in 1991. Lynn had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2014 - August 17, 2016
VOYA FINANCIAL ADVISORS, INC.
June 14, 2010 - August 16, 2012
DIRECTED SERVICES LLC
August 7, 2008 - January 4, 2010
FSC SECURITIES CORPORATION
August 7, 2008 - January 4, 2010
FSC SECURITIES CORPORATION
February 15, 2007 - August 5, 2008
VOYA FINANCIAL ADVISORS, INC.
October 3, 2003 - August 5, 2008
VOYA FINANCIAL ADVISORS, INC.
September 18, 1991 - December 31, 2003
LOCUST STREET SECURITIES, INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
