RB
Robert F. Binn
PRIVATE PORTFOLIOS
SAN MATEO, CA 94401
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CRD#: 21697
RB
Professional summary
Robert Floyd Binn is a registered financial advisor currently at PRIVATE PORTFOLIOS, INC. located in San Mateo, California and OSAIC WEALTH, INC. located in San Mateo, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1968. Robert has worked at 9 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 1, Series 24 and Series 00 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SAN MATEO ROTARY CLUB POSITION: Volunteer/Chair of Committee NATURE: Volunteer in my Rotary Club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: P.O. Box 95, San Mateo CA 94401 DESCRIPTION: I am chair of the Legacy Donor Committee, which encourages our members to include Rotary in their estate planning documents to leave a gift to Rotary to support the families we serve. 2. SAN MATEO ROTARY INVESTMENT COMMITTEE POSITION: Committee Co-Chair NATURE: Volunteer in my Rotary Club INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2014 ADDRESS: P.O. Box 95, San Mateo CA 94401 DESCRIPTION: I co-chair the investment committee of 12 Rotarians who monitor the Rotary Foundation's investment account and we report to the Board of Directors. We review the Foundation's endowment fund once a quarter that is managed by a Morgan Stanley Investment Advisor. 3. COMMERCIAL REAL ESTATE OWNER POSITION: Owner/Manager NATURE: I own and manage commercial and residential rental properties for my personal account only. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/01/1998 ADDRESS: 424 No. San Mateo Drive, San Mateo CA 94401, United States DESCRIPTION: I own and mange the properties for investment purposes. 4. PRIVATE PORTFOLIOS, INC. POSITION: President & CEO NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 07/17/1984 ADDRESS: 424 No. San Mateo Drive, Suite 200, San Mateo CA 94401, United States DESCRIPTION: Independent registered investment advisory firm 5. PENINSULA FAMILY SERVICE ENDOWMENT FUND POSITION: committee member NATURE: Volunteer on an Investment Committee INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/05/2019 ADDRESS: 24 Second Avenue, San Mateo CA 94402, United States DESCRIPTION: I attend 4 quarterly meetings to review the investment performance of the Endowment managed by a Morgan Stanley RIA. 6. SILICON VALLEY COMMUNITY FOUNDATION DONOR ADVISED FUND POSITION: Donor NATURE: My personal Donor Advised Fund INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2016 ADDRESS: 2440 West El Camino Real, Suite 100, Mt. View CA 94040, United States DESCRIPTION: This is my personal Donor Advised Fund that I contribute to and then direct which charities they send the money to.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Floyd Binn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 1993 - Present
PRIVATE PORTFOLIOS, INC.
Office #1: 424 N. San Mateo Drive Suite 200, San Mateo, CA 94401RIA
CRD#: 111905
SAN MATEO, CA
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 424 N San Mateo Dr Ste 200, San Mateo, CA 94401-2492RIA
BD
CRD#: 23131
SAN MATEO, CA
Past
June 6, 1990 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
SAN MATEO, CA
Past
November 19, 1989 - May 31, 1990
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
January 9, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
August 3, 1984 - January 19, 1987
PLANVEST CAPITAL CORPORATION
BD
CRD#: 14849
Past
June 13, 1973 - August 14, 1984
EQUITEC SECURITIES COMPANY
BD
CRD#: 6463
Past
August 16, 1971 - July 21, 1973
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Past
December 1, 1970 - September 8, 1971
JOHNSTOWN CAPITAL SECURITIES CORPORATION
BD
CRD#: 5060
Past
August 8, 1968 - February 4, 1971
CAPITAL SECURITIES COMPANY
BD
CRD#: 1000001
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PP
PRIVATE PORTFOLIOS, INC.
PRIVATE PORTFOLIOS, INC.
CRD#: 111905 / SEC#: 801-110209
RIA
Registered Investment Advisory firm - (4/3/2017 Approved)California
Registered Investment Advisory firm - (5/8/2017 Terminated)Texas
Registered Investment Advisory firm - (4/8/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/14/2024)
IAR
California(5/31/1993)
RR
California(6/14/2024)
RR
Colorado(6/14/2024)
RR
Florida(6/14/2024)
RR
Iowa(7/22/2024)
RR
Kansas(6/14/2024)
RR
Michigan(6/14/2024)
RR
Nevada(6/14/2024)
RR
New York(6/14/2024)
RR
South Dakota(6/14/2024)
IAR
Texas(9/23/2021)
RR
Washington(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/5/1968
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 00
Date: 7/13/1972
General Securities Principal ExaminationSRO Registrations
RR
FINRA
Current Firm
PP
PRIVATE PORTFOLIOS, INC.
PRIVATE PORTFOLIOS, INC.
CRD#: 111905 / SEC#: 801-110209
RIA
Registered Investment Advisory firm - (4/3/2017 Approved)California
Registered Investment Advisory firm - (5/8/2017 Terminated)Texas
Registered Investment Advisory firm - (4/8/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
424 North San Mateo Drive Suite 200, San Mateo, CA 94401-2491
Mailing Address
Phone number
(650) 548-9800
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 458 |
| AUM (Assets Under Management) | $ 276,099,525 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
