Joseph W. Galligan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph William Galligan SR, who also goes by Joseph William Galligan, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1969. Joseph had worked at 12 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 1990 - October 5, 1998
H.J. MEYERS & CO., INC.
June 6, 1989 - September 20, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
June 6, 1989 - September 20, 1989
PRUCO SECURITIES, LLC.
December 1, 1987 - May 10, 1988
FSC SECURITIES CORPORATION
October 13, 1987 - December 2, 1987
EQUITIES INTERNATIONAL SECURITIES, INC.
May 24, 1985 - May 5, 1987
AMERICAN HERITAGE SECURITIES CORPORATION
October 26, 1984 - May 15, 1985
MICHAEL C. TALLEY & CO., INC.
November 4, 1974 - January 19, 1982
FIRST JERSEY SECURITIES, INC.
April 17, 1974 - December 1, 1974
MAYFLOWER SECURITIES CO., INC.
March 4, 1974 - July 1, 1974
CUSHING CAPITAL CORPORATION
February 12, 1971 - July 1, 1974
CUSHING PLACE, INC.
April 28, 1969 - April 29, 1971
C E MARTIN COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/19/1961
Registered Representative ExaminationCurrent Firm
H.J. MEYERS & CO., INC.
CRD#: 15609 / SEC#: , 8-32427
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
