Michael P. Nixon

DRS WEALTH MANAGEMENT

Southport, NC

Some features on this profile are disabled

CRD#: 2169631

Professional summary

Michael Patrick Nixon is a registered financial advisor currently at DRS WEALTH MANAGEMENT located in Southport, North Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Michael has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I hold North Carolina resident health and life insurance license. I spend approximately one hour per week on this endeavor. President of Legacy Capital Management, Inc. located in Virginia is an S-Corp formed for tax planning purposes. It is non-investment related activity and a nominal amount of time is devoted to it.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Nixon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2020 - Present

DRS WEALTH MANAGEMENT

RIA

CRD#: 306281

Southport, NC

Past

January 17, 2020 - January 21, 2020

DRS WEALTH MANAGEMENT

RIA

CRD#: 306281

Henrico, VA

Past

March 24, 2016 - January 15, 2020

PAULSON INVESTMENT COMPANY LLC

RIA

CRD#: 5670

Tampa, FL

Past

December 4, 2015 - January 15, 2020

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

Tampa, FL

Past

February 26, 2013 - December 8, 2015

NEWPORT COAST SECURITIES, INC.

RIA

CRD#: 16944

LEEBURG, VA

Past

June 26, 2012 - January 6, 2016

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

LEEBURG, VA

Past

April 24, 2012 - February 19, 2013

ARISTON WEALTH MANAGEMENT, L.P.

RIA

CRD#: 158220

NEW YORK, NY

Past

October 10, 2011 - April 24, 2012

ARISTON WEALTH MANAGEMENT, L.P.

RIA

CRD#: 158220

LEESBURG, VA

Past

October 10, 2011 - February 19, 2013

WINDSOR STREET CAPITAL, LP

CRD#: 34171

LEESBURG, VA

Past

July 1, 2010 - October 10, 2011

ANDERSON & STRUDWICK, INCORPORATED

RIA

CRD#: 48

LEESBURG, VA

Past

July 1, 2010 - October 10, 2011

ANDERSON & STRUDWICK, INCORPORATED

CRD#: 48

LEESBURG, VA

Past

February 23, 2010 - December 31, 2010

JESUP & LAMONT ADVISORS

RIA

CRD#: 108006

LEESBURG, VA

Past

May 11, 2009 - July 7, 2010

JESUP & LAMONT SECURITIES CORP

RIA

CRD#: 39056

LEESBURG, VA

Past

November 25, 2008 - July 7, 2010

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

LEESBURG, VA

Past

October 13, 2008 - October 17, 2008

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

NEW YORK, NY

Past

May 24, 2004 - May 8, 2009

LOUDOUN CAPITAL MANAGEMENT

RIA

CRD#: 117785

LEESBURG, VA

Past

July 20, 2001 - November 26, 2008

EMPIRE FINANCIAL GROUP, INC.

CRD#: 28759

LEESBURG, VA

Past

October 28, 1999 - July 20, 2001

CENTENNIAL CAPITAL MANAGEMENT, INC.

CRD#: 38988

ATLANTA, GA

Past

April 3, 1996 - November 3, 1999

AMERICAN FRONTEER FINANCIAL CORPORATION

CRD#: 1398

DENVER, CO

Past

February 13, 1995 - February 26, 1996

DICKINSON & CO.

CRD#: 689

DES MOINES, IA

Past

August 26, 1993 - January 14, 1995

MONTANO SECURITIES CORPORATION

CRD#: 7887

ORANGE, CA

Past

September 19, 1991 - November 23, 1992

F.N. WOLF & CO., INC.

CRD#: 13051

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(5/30/2023)

IAR

North Carolina
(4/24/2020)

IAR

Virginia
(2/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/25/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 4/27/1994

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/14/1993

General Securities Principal Examination

Current Firm

DRS WEALTH MANAGEMENT

DELMARVA RETIREMENT SOLUTIONS, LLC | DRS WEALTH MANAGEMENT

CRD#: 306281 / SEC#:

Delaware

Registered Investment Advisory firm - (9/30/2020 Approved)

Florida

Registered Investment Advisory firm - (6/24/2020 Approved)

Maryland

Registered Investment Advisory firm - (12/12/2019 Approved)

North Carolina

Registered Investment Advisory firm - (4/24/2020 Approved)

Oregon

Registered Investment Advisory firm - (11/22/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/14/2021 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (1/2/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

133 West Street, Suite I, Easton, MD 21601

Mailing Address

Phone number

(410) 490-6477

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	516
AUM (Assets Under Management)	$ 78,233,296

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael P. Nixon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Nixon's CRS (Customer Relationship Summary).

Certified licenses

Experience

DRS WEALTH MANAGEMENT

PAULSON INVESTMENT COMPANY LLC

PAULSON INVESTMENT COMPANY LLC

NEWPORT COAST SECURITIES, INC.

NEWPORT COAST SECURITIES, INC.

ARISTON WEALTH MANAGEMENT, L.P.

ARISTON WEALTH MANAGEMENT, L.P.

WINDSOR STREET CAPITAL, LP

ANDERSON & STRUDWICK, INCORPORATED

ANDERSON & STRUDWICK, INCORPORATED

JESUP & LAMONT ADVISORS

JESUP & LAMONT SECURITIES CORP

JESUP & LAMONT SECURITIES CORP

JESUP & LAMONT SECURITIES CORP

LOUDOUN CAPITAL MANAGEMENT

EMPIRE FINANCIAL GROUP, INC.

CENTENNIAL CAPITAL MANAGEMENT, INC.

AMERICAN FRONTEER FINANCIAL CORPORATION

DICKINSON & CO.

MONTANO SECURITIES CORPORATION

F.N. WOLF & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/1999

Series 63

Date: 9/25/1991

SIE

Date: 10/1/2018

Series 7

Date: 9/17/1991

Series 53

Date: 4/27/1994

Series 24

Date: 9/14/1993

Current Firm

DRS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DRS WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors