Mark G. Ganchiff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Gustin Ganchiff, CFP® was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1991. Mark had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2019 - March 9, 2020
CREATIVE PLANNING
March 24, 2014 - June 21, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
March 21, 2014 - June 21, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
November 30, 2012 - October 30, 2014
BARRINGTON STRATEGIC WEALTH MANAGEMENT GROUP LLC
June 21, 2011 - March 29, 2012
LPL FINANCIAL LLC
May 26, 2011 - March 29, 2012
LPL FINANCIAL LLC
November 3, 2003 - October 20, 2006
ACADEMY SECURITIES, INC.
May 1, 2002 - October 21, 2002
HARRISDIRECT LLC
November 30, 2001 - October 21, 2002
HARRISDIRECT LLC
August 27, 2001 - May 1, 2002
HARRIS INVESTORLINE INC.
June 2, 1997 - May 24, 2001
FORESIDE FUNDS DISTRIBUTORS LLC
February 10, 1997 - August 20, 1997
FPS BROKER SERVICES, INC.
October 13, 1994 - March 29, 1995
FPS BROKER SERVICES, INC.
April 21, 1993 - September 7, 1994
FIRST COLONIAL INVESTMENT SERVICES, INC.
May 15, 1992 - February 2, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
August 16, 1991 - February 16, 1993
AELTUS CAPITAL, INC
Primary Firm SEC Registration
CREATIVE PLANNING
CRD#: 105348 / SEC#: 801-18564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREATIVE PLANNING
CRD#: 105348 / SEC#: 801-18564
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 269,686 |
| AUM (Assets Under Management) | $ 217,399,324,981 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/27/2025 | ||
| 09/19/2024 | ||
| 01/03/2024 | ||
| 01/18/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
