Timothy D. Wilschetz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Dean Wilschetz, who also goes by Tim Wilschetz, Timothy D Wilschetz, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1991. Timothy had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2010 - July 2, 2019
KPMG CORPORATE FINANCE LLC
April 9, 2003 - April 9, 2008
MORGAN STANLEY & CO. LLC
August 3, 1998 - April 11, 2003
LEHMAN BROTHERS INC.
May 2, 1997 - July 13, 1998
NUVEEN SECURITIES, LLC
October 25, 1995 - January 14, 1997
CAMBRIDGE PARTNERS, L.L.C.
October 9, 1991 - September 19, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
KPMG CORPORATE FINANCE LLC
CRD#: 103973 / SEC#: , 8-52462
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
