Scott M. Pruski

ADVOSION

Ada, MI

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CRD#: 2169574

Professional summary

Scott Michael Pruski is a registered financial advisor currently at ADVOSION located in Ada, Michigan.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Scott has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Scott M. Pruski is the founder of 4tB Helmets, LLC. This single-member LLC is not investment related, has no employees, has no revenue, was registered May 26, 2023 in Michigan and is located at 6417 Drumlin Ct SE, Ada, MI 49301. This entity was formed for the potential development of cycling and snow sports helmets that would provide better protection than current helmets. As an entrepreneur and aspiring inventor, Scott is the only person affiliated with this LLC. Time is not regularly devoted to the entity on a daily, weekly or monthly basis. Historically, it only consumes about one to two percent of annual working hours and the duties have been purely research oriented.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Michael Pruski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2010 - Present

ADVOSION

RIA

CRD#: 130405

Ada, MI

Past

August 1, 2000 - March 16, 2004

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

October 6, 1995 - July 14, 2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

October 6, 1995 - August 4, 2000

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

February 7, 1995 - August 31, 1995

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

August 27, 1991 - February 7, 1995

G. R. PHELPS & CO., INC.

CRD#: 173

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(4/6/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/23/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/1991

General Securities Representative Examination

Current Firm

ADVOSION

ADVOSION | SUMMIT INVESTMENT GUIDANCE PARTNERS, LLC | SUMMIT INVESTMENT GUIDANCE PARTNERS LLC | SUMMIT INVESTMENT GUIDANCE PARTNERS

CRD#: 130405 / SEC#: 801-67226

RIA

Registered Investment Advisory firm - (7/12/2012 Terminated)

Michigan

Registered Investment Advisory firm - (5/9/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Ada, MI

Mailing Address

6417 Drumlin Court Se, Ada, MI 49301-9003

Phone number

(616) 954-2501

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	76
AUM (Assets Under Management)	$ 31,569,032

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott M. Pruski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Michael Pruski's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVOSION

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

OPPENHEIMER & CO. INC.

G. R. PHELPS & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/1999

Series 63

Date: 8/23/1991

Series 7

Date: 8/15/1991

Current Firm

ADVOSION

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVOSION

TRUST BUT VERIFY

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