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Scott Michael Pruski

ADVOSION
ADA, MI
·CRD# 2169574·35 years experience

Professional Summary

Scott Michael Pruski is a registered financial advisor currently at ADVOSION located in Ada, Michigan. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Scott has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

ADVOSION·CRD# 130405
RIA
Ada, MI
April 6, 2010 - Present
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
August 1, 2000 - March 16, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Milwaukee, WI
October 6, 1995 - July 14, 2000
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Milwaukee, WI
October 6, 1995 - August 4, 2000
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
February 7, 1995 - August 31, 1995
G. R. PHELPS & CO., INC.·CRD# 173
BD
August 27, 1991 - February 7, 1995

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Current Firm

AD
ADVOSION

ADVOSION | SUMMIT INVESTMENT GUIDANCE PARTNERS, LLC | SUMMIT INVESTMENT GUIDANCE PARTNERS LLC | SUMMIT INVESTMENT GUIDANCE PARTNERS

CRD#: 130405 / SEC#: 801-67226
RIA
Registered Investment Advisory firm - SEC (7/12/2012 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (5/9/2012 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Ada, MI

Mailing Address

6417 Drumlin Court Se, Ada, MI 49301-9003

Phone Number

(616) 954-2501

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

75

AUM (Assets Under Management)

$32,470,031

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Scott M. Pruski is the founder of 4tB Helmets, LLC. This single-member LLC is not investment related, has no employees, has no revenue, was registered May 26, 2023 in Michigan and is located at 6417 Drumlin Ct SE, Ada, MI 49301. This entity was formed for the potential development of cycling and snow sports helmets that would provide better protection than current helmets. As an entrepreneur and aspiring inventor, Scott is the only person affiliated with this LLC. Time is not regularly devoted to the entity on a daily, weekly or monthly basis. Historically, it only consumes about one to two percent of annual working hours and the duties have been purely research oriented.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Michigan
(4/6/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1991About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Scott Michael Pruski's CRS (Customer Relationship Summary).

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