Lauren P. Prince
Professional summary
Lauren Phyllis Prince, CFP®, who also goes by P Lauren Semcer, Phyllis Louise Semcer, is a registered financial advisor currently at PRINCE FINANCIAL ADVISORY LLC located in Boynton Beach, Florida and SAX WEALTH ADVISORS, LLC located in New York, New York.
Lauren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Lauren has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lauren Phyllis Prince's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1994
Experience
April 1, 2019 - Present
PRINCE FINANCIAL ADVISORY LLC
Office #2: 251 E 32nd Street Ste 6e, New York, NY 10016April 1, 2026 - Present
SAX WEALTH ADVISORS, LLC
November 30, 2005 - July 22, 2011
NATIONAL PLANNING CORPORATION
November 30, 2005 - July 22, 2011
NATIONAL PLANNING CORPORATION
August 1, 2003 - November 30, 2005
WALNUT STREET SECURITIES, INC.
September 24, 1993 - January 28, 2003
NATHAN & LEWIS SECURITIES, INC.
September 24, 1993 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
August 27, 1991 - September 23, 1993
J. B. HANAUER & CO.
Primary Firm SEC Registration
SAX WEALTH ADVISORS, LLC
CRD#: 119193 / SEC#: 801-68788
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2025)
(5/25/2021)
Exams
Current Firm
SAX WEALTH ADVISORS, LLC
CRD#: 119193 / SEC#: 801-68788
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,685 |
| AUM (Assets Under Management) | $ 2,440,851,802 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | ||
| 12/11/2024 | ||
| 01/23/2024 | ||
| 02/21/2023 |
Red Flags
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