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RB

Robert Cyril Brooks

FORESIDE FINANCIAL SERVICES
Andover, MA
·CRD# 2169413·30 years experience

Professional Summary

Robert Cyril Brooks, who also goes by Bobby Brooks, Robert C Brooks, Robert Cyril Brooks Mr, Robert Cyril Brooks, is a registered financial advisor currently at FORESIDE FINANCIAL SERVICES, LLC located in Andover, Massachusetts. Robert is registered as a RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bobby Brooks, Robert C Brooks, Robert Cyril Brooks Mr, Robert Cyril Brooks

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

Current

FORESIDE FINANCIAL SERVICES, LLCCurrent·CRD# 148477
BD
300 Brickstone Square 10th Floor, Andover, MA 01810
April 24, 2026 - Present

Past

RIVERFRONT INVESTMENT GROUP, LLCPast·CRD# 146221
RIA
Manchester, MA
February 5, 2024 - February 24, 2026
ALPS DISTRIBUTORS, INC.Past·CRD# 16853
BD
Denver, CO
August 30, 2021 - February 20, 2026
GRIFFIN CAPITAL SECURITIES, LLCPast·CRD# 37739
BD
Irvine, CA
October 19, 2020 - June 18, 2021
DWS DISTRIBUTORS, INC.Past·CRD# 37306
BD
Boston, MA
October 20, 2016 - August 24, 2020
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLCPast·CRD# 30107
BD
Boston, MA
January 12, 2016 - August 11, 2016
INVESCO ADVISERS, INC.Past·CRD# 105360
RIA
Atlanta, GA
January 1, 2010 - November 6, 2015
INVESCO DISTRIBUTORS, INC.Past·CRD# 7369
BD
Manchester, MA
September 18, 2006 - November 6, 2015
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.Past·CRD# 109264
RIA
Houston, TX
December 17, 2007 - January 1, 2010
ALPS DISTRIBUTORS, INC.Past·CRD# 16853
BD
Wheaton, IL
July 19, 2006 - September 18, 2006
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLCPast·CRD# 30107
BD
Boston, MA
August 14, 2001 - May 5, 2006
INVESCO CAPITAL MARKETS, INC.Past·CRD# 6939
BD
Houston, TX
January 24, 1996 - July 31, 2001

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Current Firm

FF
FORESIDE FINANCIAL SERVICES, LLC

BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: 8-68027
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 07/31/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCDIRECTOR OWNER/SOLE MEMBER—
BRUNNER, JENNIFER ANNEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER1137783
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.RiverFront Investment Group, LLC; Investment-Related; 1214 East Cary St Richmond, VA 23219; RIA; President of RiverShares; 07/12/2021; 160 HRS/MON; 130 HRS/MON During Trading Hours. 2. ALPS Distributors; Investment-Related; 1290 Broadway Suite 1000 Denver, CO 80203; Broker Dealer; Registered Representative of a Broker Dealer- Marketing/Sales for the RiverFront Funds, Distributed by ALPS; 08/01/2021; 10 HRS/MON; 10 HRS/MON During Trading Hours

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/24/2026)
RR
Alaska
(4/24/2026)
RR
Arizona
(4/24/2026)
RR
Arkansas
(4/24/2026)
RR
California
(4/24/2026)
RR
Colorado
(4/24/2026)
RR
Connecticut
(4/24/2026)
RR
Delaware
(4/24/2026)
RR
District of Columbia
(4/24/2026)
RR
Florida
(4/24/2026)
RR
Georgia
(4/24/2026)
RR
Hawaii
(4/24/2026)
RR
Idaho
(4/24/2026)
RR
Illinois
(4/24/2026)
RR
Indiana
(4/24/2026)
RR
Iowa
(4/24/2026)
RR
Kansas
(4/24/2026)
RR
Kentucky
(4/24/2026)
RR
Louisiana
(4/24/2026)
RR
Maine
(4/24/2026)
RR
Maryland
(4/24/2026)
RR
Massachusetts
(4/24/2026)
RR
Michigan
(4/24/2026)
RR
Minnesota
(4/24/2026)
RR
Mississippi
(4/24/2026)
RR
Missouri
(4/24/2026)
RR
Montana
(4/24/2026)
RR
Nebraska
(4/24/2026)
RR
Nevada
(4/24/2026)
RR
New Hampshire
(4/24/2026)
RR
New Jersey
(4/24/2026)
RR
New Mexico
(4/24/2026)
RR
New York
(4/24/2026)
RR
North Carolina
(4/24/2026)
RR
North Dakota
(4/24/2026)
RR
Ohio
(4/24/2026)
RR
Oklahoma
(4/24/2026)
RR
Oregon
(4/24/2026)
RR
Pennsylvania
(4/24/2026)
RR
Puerto Rico
(4/24/2026)
RR
Rhode Island
(4/24/2026)
RR
South Carolina
(4/24/2026)
RR
South Dakota
(4/24/2026)
RR
Tennessee
(4/24/2026)
RR
Texas
(4/24/2026)
RR
Utah
(4/24/2026)
RR
Vermont
(4/24/2026)
RR
Virgin Islands
(4/24/2026)
RR
Virginia
(4/24/2026)
RR
Washington
(4/24/2026)
RR
West Virginia
(4/24/2026)
RR
Wisconsin
(4/24/2026)
RR
Wyoming
(4/24/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2024About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1998About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Cyril Brooks's CRS (Customer Relationship Summary).

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