Robert John Coady
Professional Summary
Robert John Coady, who also goes by Bob Coady, is a registered financial advisor currently at WEALTHMARK ADVISORY GROUP, LLC located in San Clemente, California. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Robert has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bob Coady
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
COADY, ROBERT J. | WEALTHMARK ADVISORY GROUP, LLC | WEALTHMARK ADVISORY GROUP | ROBERT B. COADY
Contact Information
Main Address
San Clemente, CAPhone Number
(714) 835-2000# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
195AUM (Assets Under Management)
$101,250,379Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/20/2013)
(11/30/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1991About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Robert John Coady's CRS (Customer Relationship Summary).
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