Gregory W. Jennings

OMC FINANCIAL SERVICES LTD

Dewitt, NY 13214

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CRD#: 2169365

Professional summary

Gregory Welles Jennings is a registered financial advisor currently at OMC FINANCIAL SERVICES LTD located in Dewitt, New York.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Gregory has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Welles Jennings's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2021 - Present

OMC FINANCIAL SERVICES LTD

Office #1: 5789 Widewaters Parkway, Dewitt, NY 13214

RIA

CRD#: 110528

Dewitt, NY

Past

March 17, 2000 - June 29, 2004

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

February 2, 2000 - March 16, 2000

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

August 18, 1994 - February 4, 2000

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

October 25, 1993 - July 18, 1994

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

September 9, 1991 - October 15, 1993

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OMC FINANCIAL SERVICES LTD

CRD#: 110528 / SEC#: 801-29406

RIA

Registered Investment Advisory firm - (4/23/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/6/2021)

IAR

Texas
(8/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/24/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/6/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/15/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/6/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OMC FINANCIAL SERVICES LTD

CRD#: 110528 / SEC#: 801-29406

RIA

Registered Investment Advisory firm - (4/23/1987 Approved)

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Contact information

Main Address

5789 Widewaters Parkway, Dewitt, NY 13214

Mailing Address

Phone number

(315) 446-8720

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/10/2025)

Regulatory assets under management

Total Number of Accounts	585
AUM (Assets Under Management)	$ 286,836,854

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory W. Jennings

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Welles Jennings's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSC SECURITIES CORPORATION

CETERA ADVISORS LLC

NATHAN & LEWIS SECURITIES, INC.

IFMG SECURITIES, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

OMC FINANCIAL SERVICES LTD

State Registrations and Notice Filings

Exams

Series 66

Date: 4/24/2000

Series 63

Date: 9/6/1991

Series 7

Date: 4/15/1994

Series 6

Date: 9/6/1991

Current Firm

OMC FINANCIAL SERVICES LTD

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OMC FINANCIAL SERVICES LTD

TRUST BUT VERIFY

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