John M. Rackers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Rackers was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1991. John had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2012 - December 27, 2018
KENNEDY CAPITAL MANAGEMENT
May 18, 2007 - June 1, 2012
MISSOURI VALLEY PARTNERS, INC.
June 12, 2003 - September 22, 2008
HUNTLEIGH ADVISORS, INC.
June 4, 1998 - December 31, 2007
HUNTLEIGH SECURITIES CORPORATION
March 10, 1995 - June 2, 1998
CIBC WORLD MARKETS CORP.
January 28, 1995 - April 8, 1995
UBS FINANCIAL SERVICES INC.
September 16, 1991 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
Primary Firm SEC Registration
KENNEDY CAPITAL MANAGEMENT
CRD#: 105834 / SEC#: 801-15323
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KENNEDY CAPITAL MANAGEMENT
CRD#: 105834 / SEC#: 801-15323
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 206 |
| AUM (Assets Under Management) | $ 4,885,270,151 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
