John M Fitzpatrick

1) Avantax Insurance Agency LLC Cedar Knolls NJ Equity Indexed Annuity~10/12/2015~4hrs~2hrs~Sale of Equity Indexed Annuities 2) Morris Financial Associates 15 Dayton Rd~Morris Plains~NJ~07950~Tax Preparation/Accounting~Tax Preparation/Accounting~5/1/1997~40hrs~30hrs~DBA for Morris Planning Associates, Inc. - see that activity for details. 3) Morris Planning Associates,Inc 15 Dayton Rd~Morris Plains~NJ~07950~Tax Preparation/Accounting~Director/Officer~5/1/1997~40hrs~30hrs~Tax prep; bookkeeping; approval of all purchases of office supplies, equipment and services; supervise staff; oversee technology setup and utilization. 4) AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES. POSITION: Agent NATURE: Agent for sales of life, health and variable insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 10/12/2015 ADDRESS: 3200 Olympus Blvd., Coppell TX 75019, United States DESCRIPTION: Sales life, health and variable insurance through Avantax affiliated insurance agency. 5) EQUITY INDEXED ANNUUITIES POSITION: Financial Professional/Agent NATURE: Offering of equity indexed annuities to my clients INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2015 ADDRESS: 10950 SW Celeste Ln, Apt 401, Portland OR 97225, United States DESCRIPTION: Identifying and obtaining equity indexed annuities when suitable for clients. Obtaining necessary appointments and training for products I offer to clients. Disclosing necessary details of EIAs recommended and explaining why it/they ar suitable for the clients' specific situations. 6) MORRIS PLANNING ASSOCIATES,INC. POSITION: Director/Officer NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 05/01/1997 ADDRESS: 240 Cedar Knolls Rd, Suite 305, Cedar Knolls NJ 07927, United States DESCRIPTION: Tax prep and bookkeeping Approval of all purchases of office supplies, equipment and services Supervise staff, oversee technology setup and utilization. Administrative support for all financial services activities provided as a financial professional.