James H. Purtle
Professional summary
James Harrison Purtle is a registered financial professional currently at FELTL & COMPANY located in Plymouth, Minnesota.
James is registered as a RR (Registered Representative) and started their career in finance in 1991. James has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Harrison Purtle's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2005 - Present
FELTL & COMPANY
Office #1: One Carlson Parkway North Suite 225, Plymouth, MN 55447March 2, 1998 - April 25, 2005
RBC CAPITAL MARKETS, LLC
February 3, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
October 8, 1991 - January 26, 1998
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2005)
(4/15/2005)
Exams
FINRA
Nasdaq Stock Market
Current Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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