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PJ

Peter D. Joers

AVOS CAPITAL MANAGEMENT
Seattle, WA
Some features on this profile are disabled
CRD#: 2169200
PJ

Professional summary

Peter Dierks Joers III is a registered financial advisor currently at AVOS CAPITAL MANAGEMENT, LLC located in Seattle, Washington.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Peter has worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 23, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Dierks Joers III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 12, 2021 - Present

AVOS CAPITAL MANAGEMENT, LLC

RIA
CRD#: 313979
Seattle, WA
Past

August 20, 2012 - December 31, 2018

GREENLINE PARTNERS

RIA
CRD#: 164192
NEW YORK, NY
Past

October 23, 2009 - September 15, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SEATTLE, WA
Past

October 23, 2009 - September 15, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SEATTLE, WA
Past

August 22, 2003 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
SEATTLE, WA
Past

August 22, 2003 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
SEATTLE, WA
Past

December 29, 1999 - August 27, 2003

BANC OF AMERICA SECURITIES LLC

RIA
CRD#: 26091
BELLEVUE, WA
Past

May 20, 1998 - September 16, 2003

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

January 28, 1995 - May 28, 1998

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

October 31, 1994 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY
Past

September 23, 1991 - November 7, 1994

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AVOS CAPITAL MANAGEMENT, LLC
AVOS CAPITAL MANAGEMENT, LLC

CRD#: 313979 / SEC#: 801-121167

RIA
Registered Investment Advisory firm - (5/7/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/30/2023)
IAR
Washington
(5/12/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/1/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/27/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 10/18/2010
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 23
Date: 12/5/2003
General Securities Principal Sales Supervisor
Principal/Supervisory Exam
RR
Series 10
Date: 12/30/2002
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/30/2002
General Securities Sales Supervisor - Options Module Examination

Current Firm

AC
AVOS CAPITAL MANAGEMENT, LLC
AVOS CAPITAL MANAGEMENT, LLC

CRD#: 313979 / SEC#: 801-121167

RIA
Registered Investment Advisory firm - (5/7/2021 Approved)
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Contact information

Main Address
Seattle, WA
Mailing Address
Phone number
(720) 864-4348
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AVOS CAPITAL MANAGEMENT ADV PART 2A (3/5/2025)

Regulatory assets under management

Total Number of Accounts50
AUM (Assets Under Management)$ 252,919,873

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVOS CAPITAL MANAGEMENT, LLC

CRD#: 313979Seattle, WA

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