AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
PR

Peter Michael Rymsza

JOHN HANCOCK DISTRIBUTORS
BOSTON, MA
·CRD# 2169016·35 years experience

Professional Summary

Peter Michael Rymsza is a registered financial advisor currently at JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts. Peter is registered as a RR (Registered Representative) and started their career in finance in 1991. Peter has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
View profile
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Years of Experience

35 years in the financial services industry

Current & Past Employments

JOHN HANCOCK DISTRIBUTORS LLC·CRD# 5249
BD
200 Berkeley Street, Boston, MA 02116
August 16, 2013 - Present
NEW ENGLAND SECURITIES·CRD# 615
BD
Bloomfield, CT
May 28, 2013 - July 24, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 107622
BD
Bloomfield, CT
March 17, 2009 - July 24, 2013
I-PENSION LLC·CRD# 145723
RIA
Newton, MA
November 21, 2008 - January 7, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Waltham, MA
April 12, 2006 - March 24, 2008
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
October 6, 2005 - January 27, 2006
VERAVEST INVESTMENTS, INC.·CRD# 3960
BD
Worcester, MA
January 30, 2004 - May 19, 2004
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
September 22, 2003 - January 29, 2004
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
September 6, 2001 - February 5, 2002
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
September 6, 2001 - February 5, 2002
SCOTTRADE, INC.·CRD# 8206
BD
St. Louis, MO
January 26, 2001 - June 1, 2001
TRUSTED SECURITIES ADVISORS CORP.·CRD# 24049
BD
New York, NY
March 3, 2000 - January 26, 2001
TOWER SQUARE SECURITIES, INC.·CRD# 833
BD
El Segundo, CA
July 31, 1996 - July 20, 1999
WALL STREET ACCESS·CRD# 10012
BD
New York, NY
May 7, 1993 - December 15, 1994
WESTERN FINANCIAL CORPORATION·CRD# 6118
BD
San Diego, CA
July 30, 1992 - May 3, 1993
INTERFIRST CAPITAL CORPORATION·CRD# 7659
BD
Los Angeles, CA
May 5, 1992 - August 7, 1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION·CRD# 14229
BD
Northridge, CA
August 29, 1991 - November 26, 1991

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Current Firm

JH
JOHN HANCOCK DISTRIBUTORS LLC

JOHN HANCOCK DISTRIBUTORS LLC | MANULIFE FINANCIAL SECURITIES LLC | MANEQUITY, INC.

CRD#: 5249 / SEC#: 8-15826
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

200 Berkeley Street, Boston, MA 02116

Mailing Address

200 Berkeley Street, Boston, MA 02116

Phone Number

(617) 663-3021

Established

Delaware since 08/01/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.)OWNER—
BOGLE, JAMES WILLIAMPRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL7344902
COLLIER, JACLYN ELIZABETHDIRECTOR4510882
HARTIGAN, ROBERT JOSEPHCHIEF COMPLIANCE OFFICER2931786
LANNIGAN, TRACY KANEVICE PRESIDENT & CORPORATE SECRETARY6944688
SILVA, ANTHONY ALEXDIRECTOR7755954
WILHELM, BRYAN GARYDIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER5611196

Disclosures

Regulatory Event

3

Arbitration

3

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/28/2017)
RR
Alaska
(3/28/2017)
RR
Arizona
(3/28/2017)
RR
Arkansas
(3/28/2017)
RR
California
(3/28/2017)
RR
Colorado
(3/28/2017)
RR
Connecticut
(3/28/2017)
RR
Delaware
(3/28/2017)
RR
District of Columbia
(3/28/2017)
RR
Florida
(3/28/2017)
RR
Georgia
(3/28/2017)
RR
Hawaii
(3/28/2017)
RR
Idaho
(3/28/2017)
RR
Illinois
(3/28/2017)
RR
Indiana
(3/28/2017)
RR
Iowa
(3/28/2017)
RR
Kansas
(3/28/2017)
RR
Kentucky
(3/28/2017)
RR
Louisiana
(3/28/2017)
RR
Maine
(3/28/2017)
RR
Maryland
(3/28/2017)
RR
Massachusetts
(8/16/2013)
RR
Michigan
(3/28/2017)
RR
Minnesota
(3/28/2017)
RR
Mississippi
(3/28/2017)
RR
Missouri
(3/28/2017)
RR
Montana
(3/28/2017)
RR
Nebraska
(3/28/2017)
RR
Nevada
(3/28/2017)
RR
New Hampshire
(3/28/2017)
RR
New Jersey
(3/28/2017)
RR
New Mexico
(3/28/2017)
RR
New York
(3/28/2017)
RR
North Carolina
(3/28/2017)
RR
North Dakota
(3/28/2017)
RR
Ohio
(3/28/2017)
RR
Oklahoma
(3/28/2017)
RR
Oregon
(3/28/2017)
RR
Pennsylvania
(3/28/2017)
RR
Puerto Rico
(3/28/2017)
RR
Rhode Island
(3/28/2017)
RR
South Carolina
(3/28/2017)
RR
South Dakota
(3/28/2017)
RR
Tennessee
(3/28/2017)
RR
Texas
(3/28/2017)
RR
Utah
(3/28/2017)
RR
Vermont
(3/28/2017)
RR
Virginia
(3/28/2017)
RR
Washington
(3/28/2017)
RR
West Virginia
(3/28/2017)
RR
Wisconsin
(3/28/2017)
RR
Wyoming
(3/28/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1992About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1991About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Feb 2007About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Peter Michael Rymsza's CRS (Customer Relationship Summary).

Similar Advisors

Martin Lee Robbins II
Martin Lee Robbins II

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#
Julian Brett Morris
Julian Brett Morris

LPL FINANCIAL LLC

BOSTON, MA · CRD#
HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
TR
Tamara Kaila Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#
PR
Follow Peter
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required