Peter M. Rymsza
Professional summary
Peter Michael Rymsza is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1991. Peter has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Michael Rymsza's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2013 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116May 28, 2013 - July 24, 2013
NEW ENGLAND SECURITIES
March 17, 2009 - July 24, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
November 21, 2008 - January 7, 2009
I-PENSION LLC
April 12, 2006 - March 24, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 6, 2005 - January 27, 2006
FIDELITY BROKERAGE SERVICES LLC
January 30, 2004 - May 19, 2004
VERAVEST INVESTMENTS, INC.
September 22, 2003 - January 29, 2004
NEW ENGLAND SECURITIES
September 6, 2001 - February 5, 2002
IDS LIFE INSURANCE COMPANY
September 6, 2001 - February 5, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
January 26, 2001 - June 1, 2001
SCOTTRADE, INC.
March 3, 2000 - January 26, 2001
TRUSTED SECURITIES ADVISORS CORP.
July 31, 1996 - July 20, 1999
TOWER SQUARE SECURITIES, INC.
May 7, 1993 - December 15, 1994
WALL STREET ACCESS
July 30, 1992 - May 3, 1993
WESTERN FINANCIAL CORPORATION
May 5, 1992 - August 7, 1992
INTERFIRST CAPITAL CORPORATION
August 29, 1991 - November 26, 1991
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249Boston, MA 02116TRUST BUT VERIFY
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