Holly J. Hansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Holly Joy Hansen was a registered financial professional .
Holly is a previously registered financial professional and started their career in finance in 1992. Holly had worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2014 - January 14, 2016
WEILD & CO.
July 6, 2011 - December 17, 2012
THINKEQUITY LLC
July 22, 2005 - June 24, 2011
WEDBUSH SECURITIES INC.
October 15, 2001 - June 10, 2005
BMO CAPITAL MARKETS CORP.
March 23, 1999 - August 7, 2001
UBS SECURITIES LLC
September 1, 1997 - March 2, 1999
DB ALEX. BROWN LLC
June 23, 1992 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEILD & CO.
CRD#: 132398 / SEC#: , 8-66593
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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