Stephen R. Colella

SNUG HARBOR CAPITAL MANAGEMENT

Marshfield, MA

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CRD#: 2168766

Professional summary

Stephen Roland Colella is a registered financial advisor currently at SNUG HARBOR CAPITAL MANAGEMENT, LLC located in Marshfield, Massachusetts.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Stephen has worked at 3 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Roland Colella's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2005 - Present

SNUG HARBOR CAPITAL MANAGEMENT, LLC

RIA

CRD#: 133453

Marshfield, MA

Past

November 22, 2002 - February 16, 2005

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

BOSTON, MA

Past

November 22, 2002 - February 16, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

June 27, 2002 - November 25, 2002

PERSHING LLC

RIA

CRD#: 7560

BOSTON, MA

Past

October 1, 1991 - November 25, 2002

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/18/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/18/2002

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/28/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1991

General Securities Representative Examination

Current Firm

SNUG HARBOR CAPITAL MANAGEMENT, LLC

CRD#: 133453 / SEC#:

Massachusetts

Registered Investment Advisory firm - (2/18/2005 Approved)

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Contact information

Main Address

Marshfield, MA

Mailing Address

Po Box 705, Green Harbor, MA 02041

Phone number

(781) 834-7811

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 25,984,995

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen R. Colella

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Roland Colella's CRS (Customer Relationship Summary).

Certified licenses

Experience

SNUG HARBOR CAPITAL MANAGEMENT, LLC

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

PERSHING LLC

PERSHING LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/18/2002

Series 65

Date: 2/28/2002

Series 63

Date: 10/17/1991

Series 7

Date: 9/19/1991

Current Firm

SNUG HARBOR CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SNUG HARBOR CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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