Steven W. Yefko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven William Yefko was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1991. Steven had worked at 9 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2007 - June 25, 2013
ADP BROKER-DEALER, INC.
April 22, 2004 - March 21, 2007
HIMCO DISTRIBUTION SERVICES COMPANY
January 23, 2004 - March 29, 2004
PEOPLE'S SECURITIES, INC.
May 14, 2003 - November 14, 2003
MML DISTRIBUTORS, LLC
April 22, 2002 - December 3, 2002
ATEL SECURITIES CORPORATION
June 26, 2001 - April 9, 2002
METLIFE INVESTORS DISTRIBUTION COMPANY
February 10, 1999 - October 31, 2000
VOYA FINANCIAL PARTNERS, LLC
May 6, 1998 - December 21, 1998
AELTUS CAPITAL, INC
September 18, 1991 - March 12, 1998
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
