Jesse M. Galindo

BROOKWOOD INVESTMENT GROUP

SAN ANTONIO, TX

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CRD#: 2168391

Professional summary

Jesse Marichalar Galindo JR., ChFC®, who also goes by Jesse Marichalar Galindo Jr, Jesse Marichalar Galindo, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in San Antonio, Texas.

Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Jesse has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jesse Marichalar Galindo Jr | Jesse Marichalar Galindo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MAIN STREET FINANCIAL STRATEGIES, NON-INVESTMENT RELATED, 17202 SABLE LANDING, SAN ANTONIA, TX 78232, INSURANCE SALES, START 01/2014, 20 HRS/MO; 20 HRS/MO DURING TRADING 2) RIVERCITY TAX PROS; NON-INVESTMENT RELATED; 17202 SABLE LANDING, SAN ANTONIA, TX 78232; TAX PLANNING; OWNER SINCE 5/2018; HOURS PER MONTH 20; TRADING HOURS: 10 3) REDWOOD TAX SPECIALISTS, NON-INVESTMENT RELATED; 19720 JETTON ROAD, 3RD FLOOR, CORNELIUS, NC 28031; INSURANCE AGENCY; MANAGING DIRECTOR SINCE 03/2020; HOURS PER MONTH: 20, TRADING HOURS: SOME TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Marichalar Galindo JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

April 14, 2025 - Present

BROOKWOOD INVESTMENT GROUP

RIA

CRD#: 316544

SAN ANTONIO, TX

Past

July 15, 2021 - March 28, 2025

REDWOOD PRIVATE WEALTH

RIA

CRD#: 312942

San Antonio, TX

Past

January 28, 2021 - March 1, 2021

D.H. HILL SECURITIES, LLLP

CRD#: 41528

KINGWOOD, TX

Past

October 9, 2018 - July 26, 2021

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

San Antonio, TX

Past

January 6, 2015 - November 6, 2020

AVALON INVESTMENT & SECURITIES GROUP, INC.

CRD#: 6281

MUSCLE SHOALS, AL

Past

January 2, 2015 - October 8, 2018

FIRST ADVISORS NATIONAL, LLC

RIA

CRD#: 166212

SAN ANTONIO, TX

Past

January 17, 2014 - December 31, 2014

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

SAN ANTONIO, TX

Past

January 2, 2014 - December 31, 2014

GRADIENT SECURITIES, LLC

CRD#: 127701

SAN ANTONIO, TX

Past

October 4, 2006 - December 31, 2013

D.H. HILL ADVISORS, INC.

RIA

CRD#: 116324

SAN ANTONIO, TX

Past

March 10, 2005 - December 31, 2013

D.H. HILL SECURITIES, LLLP

CRD#: 41528

KINGWOOD, TX

Past

July 12, 2004 - September 15, 2004

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

January 13, 2004 - April 30, 2004

BRUNDYN SECURITIES INC.

CRD#: 124493

ARLINGTON, TX

Past

October 4, 2000 - December 31, 2003

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

April 12, 1994 - December 31, 1998

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

April 3, 1992 - September 25, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

April 3, 1992 - September 25, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/27/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/30/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 11/13/2007

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 4/1/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

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Contact information

Main Address

3930 E. Ray Road Suite 155, Phoenix, AZ 85044

Mailing Address

Phone number

(480) 646-3504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	6,200
AUM (Assets Under Management)	$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jesse M. Galindo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Marichalar Galindo JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

REDWOOD PRIVATE WEALTH

D.H. HILL SECURITIES, LLLP

WEALTH WATCH ADVISORS, INC

AVALON INVESTMENT & SECURITIES GROUP, INC.

FIRST ADVISORS NATIONAL, LLC

GRADIENT ADVISORS, LLC

GRADIENT SECURITIES, LLC

D.H. HILL ADVISORS, INC.

D.H. HILL SECURITIES, LLLP

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BRUNDYN SECURITIES INC.

THE LEADERS GROUP, INC.

PFS INVESTMENTS INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BROOKWOOD INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 7/27/2006

Series 63

Date: 10/30/1991

SIE

Date: 10/1/2018

Series 62

Date: 11/13/2007

Series 6

Date: 4/1/1992

Current Firm

BROOKWOOD INVESTMENT GROUP

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKWOOD INVESTMENT GROUP

TRUST BUT VERIFY

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