Andre A. Yovanovitch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andre Alexander Yovanovitch was a registered financial professional .
Andre is a previously registered financial professional and started their career in finance in 1991. Andre had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2016 - September 10, 2018
THE PACIFIC FINANCIAL GROUP, INC.
April 8, 2015 - April 24, 2015
CURIAN CLEARING, LLC
July 22, 2013 - April 24, 2015
CURIAN CAPITAL, LLC
November 15, 2006 - August 19, 2008
SCOTT & STRINGFELLOW, LLC
February 23, 2005 - November 7, 2006
STANFORD GROUP COMPANY
January 12, 2004 - February 22, 2005
AVONDALE PARTNERS, LLC
May 7, 2001 - December 10, 2003
STEPHENS
August 12, 1996 - April 27, 2001
TRUIST SECURITIES, INC.
January 4, 1996 - June 19, 1996
TRUIST INVESTMENT SERVICES, INC.
July 12, 1993 - October 11, 1995
NATIONSSECURITIES
October 17, 1991 - July 12, 1993
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
THE PACIFIC FINANCIAL GROUP, INC.
CRD#: 105203 / SEC#: 801-18151
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE PACIFIC FINANCIAL GROUP, INC.
CRD#: 105203 / SEC#: 801-18151
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 18,959 |
| AUM (Assets Under Management) | $ 4,111,414,788 |
Red Flags
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