Robert S. Wiener
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert S Wiener, who also goes by Robert Wiener, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 13 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2012 - December 13, 2013
P.J. ROBB VARIABLE, LLC
September 24, 2008 - January 10, 2012
EQUITABLE ADVISORS, LLC
January 9, 2004 - October 6, 2008
TOWER SQUARE SECURITIES, INC.
December 14, 2001 - December 17, 2003
HORNOR, TOWNSEND & KENT, LLC
June 14, 2001 - January 8, 2002
1717 CAPITAL MANAGEMENT COMPANY
December 1, 2000 - May 22, 2001
OSAIC WEALTH, INC.
April 11, 2000 - November 20, 2000
C. J. M. PLANNING CORP.
March 4, 1999 - April 7, 2000
TOWER SQUARE SECURITIES, INC.
February 2, 1998 - December 23, 1998
DIME SECURITIES, INC.
January 2, 1998 - January 23, 1998
CADARET, GRANT & CO., INC.
October 21, 1997 - January 2, 1998
PINEBRIDGE SECURITIES LLC
August 21, 1997 - September 10, 1997
OSAIC WEALTH, INC.
March 1, 1996 - August 15, 1997
PINEBRIDGE SECURITIES LLC
May 11, 1995 - February 15, 1996
PINEBRIDGE SECURITIES LLC
March 15, 1995 - April 27, 1995
PRUCO SECURITIES, LLC.
July 21, 1994 - February 23, 1995
GUARDIAN INVESTOR SERVICES LLC
September 30, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
September 30, 1991 - April 27, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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