Orazio V. Lattanzi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Orazio Vittorio Lattanzi, who also goes by Orazio VIttorio Lattanzi, Orazio W Lattanzi, was a registered financial professional .
Orazio is a previously registered financial professional and started their career in finance in 1991. Orazio had worked at 7 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2021 - October 20, 2021
INVICTA CAPITAL LLC
June 24, 2017 - January 25, 2019
TERRANOVA CAPITAL EQUITIES, INC
October 17, 2014 - May 29, 2015
INDEPENDENT INVESTMENT BANKERS, CORP.
June 10, 2013 - March 31, 2014
NEXBANK SECURITIES INC
March 10, 1995 - November 18, 1996
PRUDENTIAL EQUITY GROUP, LLC
February 10, 1992 - March 14, 1995
UBS FINANCIAL SERVICES INC.
October 31, 1991 - February 18, 1992
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVICTA CAPITAL LLC
CRD#: 288101 / SEC#: , 8-69923
Contact information
FINRA licenses (36 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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