Todd W. Minear
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Wayne Minear, CFP® was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1991. Todd had worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2000
Experience
July 22, 2016 - March 14, 2025
OPEN ROAD WEALTH MANAGEMENT, LLC
August 30, 2012 - June 13, 2016
BOK FINANCIAL SECURITIES, INC.
January 7, 2004 - January 1, 2004
VESTAX SECURITIES CORPORATION
January 1, 2004 - July 13, 2004
CETERA ADVISORS LLC
January 1, 2004 - July 13, 2004
CETERA ADVISORS LLC
January 14, 2003 - January 1, 2004
VESTAX SECURITIES CORPORATION
November 15, 2001 - December 31, 2006
NORTHLAND WEALTH ADVISORS,LC
July 22, 1999 - November 2, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 23, 1995 - September 4, 1996
DST SECURITIES, INC.
September 9, 1991 - June 23, 1992
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPEN ROAD WEALTH MANAGEMENT, LLC
CRD#: 284003 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 135 |
| AUM (Assets Under Management) | $ 24,325,537 |
Red Flags
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