CF
Cynthia S. Fox
EAGLE STRATEGIES LLC
MENASHA, WI 54952
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CRD#: 2167960
CF
Professional summary
Cynthia Suzanne Fox, who also goes by Cindi Fox, Cynthia S Fox, Cindi Ritcey-fox, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Menasha, Wisconsin and NYLIFE SECURITIES LLC located in Menasha, Wisconsin.
Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Cynthia has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cindi Fox | Cynthia S Fox | Cindi Ritcey-Fox
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[STEWARDSHIP/CAPITAL CAMP COMMITTEE; CHARITABLE / NON PROFIT ORGANIZATION; VOLUNTEER; COMPENSATION: NONE] [CENTER FOR GRIEVING CHILDREN; CHARITABLE / NON PROFIT ORGANIZATION; BOARD MEMBER; COMPENSATION: NONE; RESPONSIBILITIES INCLUDE MONTHLY MEEETINGS, PROJECT VOLUNTEERING, AND IDEAS FOR FUNDRAISING.] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.; 2201 EAST ETERPRISE AVENUE, APPLETON WI 54913; START DATE 10/2014; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 10 HOURS PER MONTH; 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF FINANCIAL WELLNESS PARTNERS, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; NEENAH, WI; START DATE: 08/2015] [Rental Property; We are dropping our 620 W. Main Street Rental Property from this OBA as we sold it today's closing 4/29/2019. We still have AirBNB Rental Income from our home tht is approved on this OBA at 1114 Sunset Drive, Kimberly WI; 1114 Sunset Dr. Kimberly WI; Start Date 04/2019; Role/Title: Owner; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Suzanne Fox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2014 - Present
EAGLE STRATEGIES LLC
Office #1: 1486 Kenwood Drive Ste 102, Menasha, WI 54952RIA
CRD#: 110826
MENASHA, WI
Current
December 18, 2003 - Present
NYLIFE SECURITIES LLC
Office #1: 1486 Kenwood Drive Ste 102, Menasha, WI 54952BD
CRD#: 5167
MENASHA, WI
Past
August 12, 1991 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
August 12, 1991 - November 6, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/18/2025)
RR
California(10/9/2014)
RR
Colorado(1/7/2021)
RR
Florida(3/10/2020)
RR
Georgia(5/15/2024)
RR
Indiana(8/31/2021)
RR
Michigan(4/14/2022)
RR
Minnesota(9/26/2018)
RR
North Carolina(8/26/2024)
RR
Tennessee(1/25/2021)
RR
Texas(5/25/2021)
IAR
Texas(6/8/2021)
RR
Virginia(2/25/2020)
RR
Wisconsin(12/18/2003)
IAR
Wisconsin(6/4/2014)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Menasha, WI 54952TRUST BUT VERIFY
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