AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CF

Cynthia Suzanne Fox

EAGLE STRATEGIES
MENASHA, WI
·CRD# 2167960·35 years experience

Professional Summary

Cynthia Suzanne Fox, who also goes by Cindi Fox, Cynthia S Fox, Cindi Ritcey-fox, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Menasha, Wisconsin and NYLIFE SECURITIES LLC located in Menasha, Wisconsin. Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Cynthia has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cindi Fox, Cynthia S Fox, Cindi Ritcey-Fox

Blog Corner

Similar Advisors

SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
View profile
ME
Madison S Epperson-aurelian

FBL MARKETING SERVICES, LLC

Nevada, IA · CRD#
PM
Pamela Mahar

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FORT MYERS, FL · CRD#
BK
Brandon Krantz

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
ME
Madison S Epperson-aurelian

FBL MARKETING SERVICES, LLC

Nevada, IA · CRD#
PM
Pamela Mahar

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FORT MYERS, FL · CRD#
BK
Brandon Krantz

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
ME
Madison S Epperson-aurelian

FBL MARKETING SERVICES, LLC

Nevada, IA · CRD#
PM
Pamela Mahar

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FORT MYERS, FL · CRD#
BK
Brandon Krantz

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
ME
Madison S Epperson-aurelian

FBL MARKETING SERVICES, LLC

Nevada, IA · CRD#
PM
Pamela Mahar

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FORT MYERS, FL · CRD#
BK
Brandon Krantz

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

Years of Experience

35 years in the financial services industry

Current & Past Employments

EAGLE STRATEGIES LLC·CRD# 110826
RIA
1486 Kenwood Drive Ste 102, Menasha, WI 54952
June 4, 2014 - Present
NYLIFE SECURITIES LLC·CRD# 5167
BD
1486 Kenwood Drive Ste 102, Menasha, WI 54952
December 18, 2003 - Present
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
August 12, 1991 - January 5, 2000
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
August 12, 1991 - November 6, 2003

Similar Advisors

SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
ME
Madison S Epperson-aurelian

FBL MARKETING SERVICES, LLC

Nevada, IA · CRD#
PM
Pamela Mahar

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FORT MYERS, FL · CRD#
BK
Brandon Krantz

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

Current Firm

ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

Contact Information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone Number

(888) 695-3245

# of Employees

3,190

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (7/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

133,900

AUM (Assets Under Management)

$32,040,850,438

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
04/27/2026Cover PageReport
01/24/2025Cover PageReport
04/25/2024Cover PageReport
12/20/2023Cover PageReport

Similar Advisors

SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
ME
Madison S Epperson-aurelian

FBL MARKETING SERVICES, LLC

Nevada, IA · CRD#
PM
Pamela Mahar

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FORT MYERS, FL · CRD#
BK
Brandon Krantz

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[CENTER FOR GRIEVING CHILDREN; CHARITABLE / NON PROFIT ORGANIZATION; BOARD MEMBER; COMPENSATION: NONE; RESPONSIBILITIES INCLUDE MONTHLY MEEETINGS, PROJECT VOLUNTEERING, AND IDEAS FOR FUNDRAISING.] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.; 2201 EAST ETERPRISE AVENUE, APPLETON WI 54913; START DATE 10/2014; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 10 HOURS PER MONTH; 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF FINANCIAL WELLNESS PARTNERS, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; MENASHA, WI; START DATE: 08/2015] [Rental Property; We are dropping our 620 W. Main Street Rental Property from this OBA as we sold it today's closing 4/29/2019. We still have AirBNB Rental Income from our home tht is approved on this OBA at 1114 Sunset Drive, Kimberly WI; 1114 Sunset Dr. Kimberly WI; Start Date 04/2019; Role/Title: Owner; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Stewardship/Capital Camp Committee; I sit on the stewardship/capital campaign and now am the moderator at church for the next 2 year 1-2026-1-2028. In this role I will only be signing church checks with 2 signers that pay vendors that are approved first from the finance committee ; 724 E South River St Appleton WI 54915; Start Date 01/2026; Role/Title: Volunteer; Investment Related; 6 hours per month; 3 hours per month during securities trading hours; helping oversee the programs in the church along with signing checks for payment approved for vendors]

Similar Advisors

SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
ME
Madison S Epperson-aurelian

FBL MARKETING SERVICES, LLC

Nevada, IA · CRD#
PM
Pamela Mahar

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FORT MYERS, FL · CRD#
BK
Brandon Krantz

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(3/18/2025)
RR
California
(10/9/2014)
RR
Colorado
(1/7/2021)
RR
Florida
(3/10/2020)
RR
Georgia
(5/15/2024)
RR
Indiana
(8/31/2021)
RR
Michigan
(4/14/2022)
RR
Minnesota
(9/26/2018)
RR
North Carolina
(8/26/2024)
RR
Tennessee
(1/25/2021)
RR
Texas
(5/25/2021)
IAR
Texas
(6/8/2021)
RR
Virginia
(2/25/2020)
RR
Wisconsin
(12/18/2003)
IAR
Wisconsin
(6/4/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2014About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1991About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Sep 1999About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Sep 1997About the Series 26 exam
FINRA
SRO Registrations

Similar Advisors

SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
ME
Madison S Epperson-aurelian

FBL MARKETING SERVICES, LLC

Nevada, IA · CRD#
PM
Pamela Mahar

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FORT MYERS, FL · CRD#
BK
Brandon Krantz

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Suzanne Fox's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

SS
Steven Todd Schmidt

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#
ME
Madison S Epperson-aurelian

FBL MARKETING SERVICES, LLC

Nevada, IA · CRD#
PM
Pamela Mahar

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FORT MYERS, FL · CRD#
BK
Brandon Krantz

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#
CF
Follow Cynthia
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required