Jennifer M. Pikowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Marie Pikowski, who also goes by Jennifer Marie Puhy, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1994. Jennifer had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2010 - February 17, 2020
PORTFOLIO BROKERAGE SERVICES, INC.
July 12, 2005 - December 10, 2008
NATIONAL FINANCIAL SERVICES LLC
December 2, 1998 - April 12, 2005
PERSHING LLC
July 31, 1997 - September 15, 1998
PRAIRIE BROKERAGE SERVICES LLC
October 9, 1995 - May 13, 1997
UBS FINANCIAL SERVICES INC.
July 5, 1994 - September 27, 1995
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PORTFOLIO BROKERAGE SERVICES, INC.
CRD#: 18554 / SEC#: , 8-36915
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PMC INTERNATIONAL, INC. | PARENT COMPANY | |
| LUGOWSKI, MICHAEL GIORDANO | CHIEF COMPLIANCE OFFICER | 5132003 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
