Anthony J. Landau

POPA FINANCIAL SERVICES

Pittsburgh, PA

Some features on this profile are disabled

CRD#: 2167824

Professional summary

Anthony James Landau, who also goes by Tony Landau, is a registered financial advisor currently at POPA FINANCIAL SERVICES, INC. located in Pittsburgh, Pennsylvania.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Anthony has worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tony Landau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

K2 Financial Group - 1995 to present. Same address. K2 Financial Group and Popa Financial Services, Inc. are not affiliated. Mr. Landau may spend up to 50% of his time by this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony James Landau's CRS (Customer Relationship Summary).

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

April 7, 2000 - January 22, 2002

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

January 31, 1995 - April 6, 2000

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

January 20, 1994 - January 17, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 30, 1991 - December 9, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/8/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/20/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/21/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/26/1991

General Securities Representative Examination

Current Firm

POPA FINANCIAL SERVICES, INC.

POPA & ASSOCIATES, PC, CPAS | POPA FINANCIAL SERVICES, INC.

CRD#: 117219 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (12/31/2002 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Broughton Professional Building 105 Broughton Road 2nd Floor, Bethel Park, PA, 15102

Mailing Address

Phone number

(412) 854-1260

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 10,615,946

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Anthony J. Landau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony James Landau's CRS (Customer Relationship Summary).

Certified licenses

Experience

VENN WEALTH & BENEFIT SERVICES, LLC

DUNMOYLE CAPITAL ADVISORS, LLC

BPU INVESTMENT MANAGEMENT INC.

PARAGON WEALTH MANAGEMENT, LLC

HERITAGE CAPITAL MANAGEMENT, LLC

NYLIFE SECURITIES LLC

HORNOR, TOWNSEND & KENT, LLC

WALNUT STREET SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/20/2003

Series 63

Date: 11/21/1991

Series 7

Date: 9/26/1991

Current Firm

POPA FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

POPA FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors