WW
Walter J. West
BROOKSTONE CAPITAL MANAGEMENT LLC
Pittsburgh, PA 15237
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CRD#: 2167649
WW
Professional summary
Walter John West is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Pittsburgh, Pennsylvania and MILESTONE ASSET MANAGEMENT, LLC located in Pittsburgh, Pennsylvania.
Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Walter has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WEST FINANCIAL GROUP INC - PRESIDENT. SOLICIT INSURANCE BUSINESS TO INCLUDE LIFE, DI, LTC, HEALTH INSURANCE.PRESIDENT SINCE 1/05. 30% OF TIME SPENT. Since 2018, Mr. West has been an IAR of Brookstone Capital Management, a registered investment adviser he spends approximately 25% of his time servicing clients of Brookstone. PROVIDE INVESTMENT &INSURANCE SERVICES UNDER EVANS ADVISORY SERVICES DBA. Dually registered as a Registered Investment Advisor with Milestone Asset Management.
CRS (Client Relationship Summary) - RIA
Click below to view Walter John West's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2018 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 8150 Perry Highway Suite 315, Pittsburgh, PA 15237Office #2: 1946 West 26th Street, Erie, PA 16508RIA
CRD#: 141413
Pittsburgh, PA
Current
March 15, 2021 - Present
MILESTONE ASSET MANAGEMENT, LLC
Office #1: 8160 Perry Highway, Pittsburgh, PA 15237RIA
CRD#: 310441
Pittsburgh, PA
Past
December 4, 2020 - February 11, 2021
MILESTONE ASSET MANAGEMENT, LLC
RIA
CRD#: 310441
PITTSBURGH, PA
Past
May 7, 2015 - February 14, 2018
CENTER STREET ADVISORS, INC.
RIA
CRD#: 169329
PITTSBURGH, PA
Past
April 14, 2011 - November 3, 2015
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
PITTSBURGH, PA
Past
April 12, 2011 - May 7, 2015
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
PITTSBURGH, PA
Past
July 20, 2009 - February 11, 2011
QA3 FINANCIAL LLC
RIA
CRD#: 104957
PITTSBURGH, PA
Past
July 20, 2009 - February 11, 2011
QA3 FINANCIAL CORP.
BD
CRD#: 14754
PITTSBURGH, PA
Past
November 5, 2007 - May 1, 2009
NEW ENGLAND SECURITIES
RIA
CRD#: 615
PITTSBURGH, PA
Past
May 31, 1994 - May 1, 2009
NEW ENGLAND SECURITIES
BD
CRD#: 615
PITTSBURGH, PA
Past
January 9, 1992 - May 6, 1994
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
January 9, 1992 - May 6, 1994
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(1/2/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
