Barry J. Steinhart

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CRD#: 2167595

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Barry Joel Steinhart was a registered financial professional .

Barry is a previously registered financial professional and started their career in finance in 1992. Barry had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MANAGER OF THE GENERAL PARTNER AND THE LIMITED PARTNER OF CLEAR COVE CAPITAL MANAGEMENT LP, CONCURRENTLY APPLYING FOR REGISTRATION AS AN INVESTMENT ADVISER WITH THE STATE OF TEXAS, 100 CRESCENT COURT, SUITE 800, DALLAS, TEXAS 75201.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 1, 2007 - August 3, 2022

CLEAR COVE LLC

RIA

CRD#: 143696

DALLAS, TX

Past

April 30, 2007 - March 27, 2008

CLEAR COVE CAPITAL MANAGEMENT LP

RIA

CRD#: 143724

DALLAS, TX

Past

March 26, 2002 - February 28, 2007

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

GREENWOOD VILLAGE, CO

Past

March 14, 2001 - December 31, 2001

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

GREENWOOD VILLAGE, CO

Past

January 23, 1992 - January 8, 1997

ALLEN & COMPANY LLC

CRD#: 1042

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/5/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/16/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/13/2001

General Securities Representative Examination

Current Firm

CLEAR COVE LLC

CRD#: 143696 / SEC#:

Texas

Registered Investment Advisory firm - (8/3/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3949 Maple Avenue Suite 480, Dallas, TX 75219

Mailing Address

Phone number

(214) 855-2445

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Texas	ERA - Active	8/9/2022

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Barry J. Steinhart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CLEAR COVE LLC

CLEAR COVE CAPITAL MANAGEMENT LP

UNITED SECURITIES ALLIANCE, INC.

UNITED SECURITIES ALLIANCE, INC.

ALLEN & COMPANY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/5/2007

Series 63

Date: 3/16/2001

Series 7

Date: 3/13/2001

Current Firm

CLEAR COVE LLC

Contact information

Documents

Exempt reporting advisers

Red Flags

Company Information

CLEAR COVE LLC

TRUST BUT VERIFY

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