BS

Barry J. Steinhart

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CRD#: 2167595
BS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Barry Joel Steinhart was a registered financial professional .

Barry is a previously registered financial professional and started their career in finance in 1992. Barry had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 1, 2007 - August 3, 2022

CLEAR COVE LLC

RIA
CRD#: 143696
DALLAS, TX
Past

April 30, 2007 - March 27, 2008

CLEAR COVE CAPITAL MANAGEMENT LP

RIA
CRD#: 143724
DALLAS, TX
Past

March 26, 2002 - February 28, 2007

UNITED SECURITIES ALLIANCE, INC.

BD
CRD#: 36487
GREENWOOD VILLAGE, CO
Past

March 14, 2001 - December 31, 2001

UNITED SECURITIES ALLIANCE, INC.

BD
CRD#: 36487
GREENWOOD VILLAGE, CO
Past

January 23, 1992 - January 8, 1997

ALLEN & COMPANY LLC

BD
CRD#: 1042
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam

Current Firm


CC
CLEAR COVE LLC
CLEAR COVE LLC

CRD#: 143696 / SEC#:

Texas
Registered Investment Advisory firm - (8/3/2022 Terminated)
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Contact information


Main Address
3949 Maple Avenue Suite 480, Dallas, TX 75219
Mailing Address
Phone number
(214) 855-2445
Established
Firm type
Fiscal year end
# of Employees

Exempt reporting advisers


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
TexasERA - Active8/9/2022

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CLEAR COVE LLC

CRD#: 143696

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