Lee M. Middlekauff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Mclane Middlekauff, who also goes by Lee Mclane Middlekanff, was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 1994. Lee had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2012 - April 17, 2019
LONGBOW SECURITIES, LLC
November 10, 2006 - July 30, 2012
CITIGROUP GLOBAL MARKETS INC.
October 20, 2006 - July 30, 2012
CITIGROUP GLOBAL MARKETS INC.
November 21, 2002 - October 16, 2006
CITIGROUP GLOBAL MARKETS INC.
November 28, 2000 - October 16, 2006
CITIGROUP GLOBAL MARKETS INC.
January 23, 1998 - October 16, 2000
COMMERZ MARKETS LLC
May 16, 1997 - January 16, 1998
TUCKER ANTHONY INCORPORATED
June 6, 1994 - May 20, 1997
NATWEST SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LONGBOW SECURITIES, LLC
CRD#: 135738 / SEC#: , 8-66950
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LONGBOW RESEARCH, LLC | OWNER | |
| MACGREGOR, DAVID SUTHERLAND | PRESIDENT/DIRECTOR OF RESEARCH/CHIEF COMPLIANCE OFFICER/FINOP | 2685554 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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