David B. Coyne
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CRD#: 2167479
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Butler Coyne, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1991. David had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Biography
I am currently the Head of Distribution for Personal Investing (PI), a division of Fidelity Investments. Here I am responsible for the growth strategy of Fidelity’s nationwide Investor and Regional Centers, which provide a full range of investment and financial planning services to tens of millions of investors– helping them plan and manage their finances to live the lives they want. Fidelity strives to put the customers first in everything we do, and my team guides them towards reaching their goals. In addition, I lead the ongoing learning and development of more than 20,000 associates and leaders, all while driving superior service for PI’s wealth management, retirement planning, and brokerage offerings.
I aim to inspire associates by providing context on where and how, as individuals, they fit into the landscape of helping customers succeed. I set the bar high and provide the right level of support to get the best out of our collaborative teams. Through an open and trusting team environment, I’ve been able to easily recognize achievement and motivate others. Empowering associates and highlighting the success of others are key tenets of my leadership style. I want our people to live their lives to the fullest and be as happy as I am to come to work every day. What I love most about working at Fidelity are the people and the culture. I trust in the fact that our people are really committed to making a difference.
Fidelity Brokerage Services LLC, Member NYSE, SIPC, 900 Salem Street, Smithfield, RI 02917
798711.2.0
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-1330|OrgNmn:Tuna Fishing|Org Addr:Guilford,Connecticu,US|OBA Nature:Tuna Fishing|Invst Rel:N|Title:Owner|Duties:Owner of Tuna Fishing license, sale of fish|StrtDt:05-22-01|TotHrs/mon:2|TrdHrs/mon:0|OBA-13005|OrgNmn:Rental Property|Org Addr:rockport,Massachuse,US|OBA Nature:Rental Property|Invst Rel:Y|Title:Rental Property|Duties:I am looking to rent a secondary residence|StrtDt:09-01-19|TotHrs/mon:1|TrdHrs/mon:1|OBA-8710|OrgNmn:2DBC, LLC|Org Addr:Rockport,Massachuse,US|OBA Nature:I am lending a friend money to|Invst Rel:N|Title:Owner/Operator|Duties:Manage the loan and repayment of the loan|StrtDt:12-21-17|TotHrs/mon:0.5|TrdHrs/mon:0.5|OBA-9646|OrgNmn:Frigate Fishing, LLC / Gull Cove Fishing LLC|Org Addr:Rockport,Massachuse,US|OBA Nature:Fishing|Invst Rel:N|Title:Fisherman|Duties:I have a commercial lobster permit and intend to continue to haul lobster gear outside of Fidelity normal business hours (nights/weekends/vac|StrtDt:05-18-18|TotHrs/mon:30|TrdHrs/mon:0|
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Gettysburg College
BA - Accounting
1991
Experience
Past
July 13, 2018 - October 14, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
October 25, 1995 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BOSTON, MA
Past
June 24, 1993 - October 14, 2024
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
BOSTON, MA
Past
September 13, 1991 - June 17, 1993
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
FIDELITY PERSONAL AND WORKPLACE ADVISORS | FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC
CRD#: 288590 / SEC#: 801-112027
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Contact information
Main Address
245 Summer Street, V2a, Boston, MA 02210
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
15,424
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
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