Michael J. Ellison
Professional summary
Michael Jerome Ellison, who also goes by Mike Ellison, is a registered financial advisor currently at RETIREMENT PLANNING SOLUTIONS, LLC located in Louisville, Kentucky and SILVER OAK SECURITIES, INCORPORATED located in Louisville, Kentucky.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 17 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Jerome Ellison's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2021 - Present
RETIREMENT PLANNING SOLUTIONS, LLC
Office #1: 3432 Stony Spring Circle, Louisville, KY 40220March 2, 2020 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 3432 Stony Spring Circle, Louisville, KY 40220March 3, 2020 - April 29, 2021
MAGNATE ADVISORY SERVICES, LLC
June 21, 2012 - March 3, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
March 2, 2011 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
March 2, 2011 - March 3, 2020
FIRST ALLIED SECURITIES, INC.
July 25, 2008 - March 4, 2011
FSC SECURITIES CORPORATION
September 4, 2003 - March 4, 2011
FSC SECURITIES CORPORATION
October 31, 2001 - September 23, 2003
INVESTACORP, INC.
June 29, 2000 - October 30, 2001
SECURITIES AMERICA, INC.
November 10, 1999 - July 14, 2000
VERAVEST INVESTMENTS, INC.
June 18, 1998 - November 15, 1999
OSAIC FS, INC.
February 28, 1996 - July 7, 1998
WMA SECURITIES, INC.
May 22, 1995 - October 25, 1996
VOYA FINANCIAL ADVISORS, INC.
August 19, 1994 - April 4, 1995
1717 CAPITAL MANAGEMENT COMPANY
July 9, 1993 - September 3, 1994
ONEAMERICA SECURITIES, INC.
July 9, 1993 - September 3, 1994
AMERICAN UNITED LIFE INSURANCE COMPANY
August 17, 1992 - November 5, 1992
METROPOLITAN LIFE INSURANCE COMPANY
August 17, 1992 - November 5, 1992
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
RETIREMENT PLANNING SOLUTIONS, LLC
CRD#: 311575 / SEC#: 801-119926
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/2/2020)
(3/2/2020)
(3/2/2020)
(3/1/2021)
(3/2/2020)
(5/25/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
RETIREMENT PLANNING SOLUTIONS, LLC
CRD#: 311575 / SEC#: 801-119926
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,366 |
| AUM (Assets Under Management) | $ 376,782,414 |
Red Flags
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Company Information
RETIREMENT PLANNING SOLUTIONS, LLC
CRD#: 311575Louisville, KY 40220TRUST BUT VERIFY
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