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DS

Diane L. Spearin

ERNST & YOUNG INVESTMENT ADVISERS LLP
SECAUCUS, NJ 07094
Some features on this profile are disabled
CRD#: 2167379
DS

Professional summary

Diane Love Spearin, CFP®, who also goes by Diane Marie Beckey, Diane Marie Love, is a registered financial advisor currently at ERNST & YOUNG INVESTMENT ADVISERS LLP located in Secaucus, New Jersey.

Diane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Diane has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Diane Marie Beckey | Diane Marie Love

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WAXWING ADVISORS,LLC, 543 CRYSTAL DRIVE, MADEIRA BEACH, FL 33708; NOT INVESTMENT RELATED; BOOKKEEPING 1 HOUR PER MONTH 2) RENTAL PROPERTY , EDEN PRAIRIE, MN, NOT INVESTMENT RELATED; BOOKKEEPING 1 HOUR PER MONTH 3) BALANCING LIFE ISSUES,INC, 112 CROTON AVE, OSSINING, NY; WORKSHOP PRESENTER - INDEPENDENT CONTRACTOR; 1-2 HOURS PERE MONTH; NOT INVESTMENT RELATED 4) JHS CAPITAL ADVISORS, LLC, 501 E KENNEDY BLVD, TAMPA, FL 33602; INVESTMENT RELATED ADVISOR, WORKING WITH RETIREMENT PLANS - RETIREMENT PLAN SALES AND SERVICES, 30 HOURS PER WEEK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Love Spearin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

November 5, 2014 - Present

ERNST & YOUNG INVESTMENT ADVISERS LLP

Office #1: 200 Plaza Drive Suite 2222, Secaucus, NJ 07094
RIA
CRD#: 110921
SECAUCUS, NJ
Past

February 1, 2012 - August 17, 2015

JHS CAPITAL ADVISORS, LLC

BD
CRD#: 112097
TAMPA, FL
Past

January 30, 2012 - August 17, 2015

JHS CAPITAL ADVISORS, LLC

RIA
CRD#: 112097
MADEIRA BEACH, FL
Past

September 22, 2011 - January 25, 2012

STONEGATE WEALTH MANAGEMENT, LLC

RIA
CRD#: 121412
CARY, NC
Past

September 18, 2008 - September 15, 2010

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
PLYMOUTH, MN
Past

April 2, 2007 - April 10, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
WAYZATA, MN
Past

March 27, 2007 - April 10, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
WAYZATA, MN
Past

May 4, 2006 - January 23, 2007

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WAYZATA, MN
Past

November 16, 2001 - January 4, 2006

CLARK SECURITIES, INC.

BD
CRD#: 43803
MINNEAPOLIS, MN
Past

April 20, 1995 - November 15, 2001

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

September 25, 1991 - June 7, 1994

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA
Registered Investment Advisory firm - (4/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(11/5/2014)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/15/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/19/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/17/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/2/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/23/1991
Investment Company Products/Variable Contracts Representative Examination

Current Firm

E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA
Registered Investment Advisory firm - (4/7/1995 Approved)
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Contact information

Main Address
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094
Mailing Address
Phone number
(800) 273-0588
Established
Firm type
Fiscal year end
# of Employees
140

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ERNST & YOUNG INVESTMENT ADVISERS LLP (9/10/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ERNST & YOUNG INVESTMENT ADVISERS LLP

CRD#: 110921Secaucus, NJ 07094

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