Jeffery S. Preston
Professional summary
Jeffery Scott Preston was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffery is a previously registered financial advisor and started their career in finance in 1991. Prior to being barred, Jeffery had worked at 4 firms, which includes LIFE WEALTH MANAGEMENT INC., NATIONAL PLANNING CORPORATION, SIGNATOR INVESTORS INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2004 - September 30, 2013
LIFE WEALTH MANAGEMENT, INC.
January 21, 2004 - July 22, 2004
NATIONAL PLANNING CORPORATION
January 15, 2004 - July 22, 2004
NATIONAL PLANNING CORPORATION
February 7, 2000 - December 31, 2002
SIGNATOR INVESTORS, INC.
November 1, 1991 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 1, 1991 - January 26, 2004
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LIFE WEALTH MANAGEMENT, INC.
CRD#: 130431 / SEC#: 801-67998
Contact information
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