Robert Douglas Lepson
CFP®Professional Summary
Robert Douglas Lepson, CFP®, who also goes by Bob Lepson, Bobby Lepson, Robert D Lepson, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1991 - 2026. Robert had worked at 8 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Retirement Planning
- Risk Management & Insurance
- Investment Management
- Financial Planning
Specializations
Other Aliases
Bob Lepson, Bobby Lepson, Robert D Lepson
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
ADVISER | RWA WEALTH PARTNERS, LLC | RWA WEALTH PARTNERS | RWA WEALTH | RWA PRIVATE WEALTH | RWA FAMILY OFFICE | RWA CAPITAL | RWA | ROPES WEALTH ADVISORS, LLC | ROPES WEALTH ADVISORS | PWAG | POLARIS WEALTH ADVISORY GROUP, LLC | ADVISER INVESTMENTS, LLC | ADVISER INVESTMENTS LLC | ADVISER INVESTMENTS | ADVISER CAPITAL
Contact Information
Main Address
Prudential Tower 800 Boylston Street, Boston, MA 02199Phone Number
(857) 255-2100# of Employees
178SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
19,649AUM (Assets Under Management)
$19,795,286,684Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/11/2026 | Cover Page | Report |
| 10/28/2025 | Cover Page | Report |
| 01/02/2025 | Cover Page | Report |
| 09/29/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ADVISER | RWA WEALTH PARTNERS, LLC | RWA WEALTH PARTNERS | RWA WEALTH | RWA PRIVATE WEALTH | RWA FAMILY OFFICE | RWA CAPITAL | RWA | ROPES WEALTH ADVISORS, LLC | ROPES WEALTH ADVISORS | PWAG | POLARIS WEALTH ADVISORY GROUP, LLC | ADVISER INVESTMENTS, LLC | ADVISER INVESTMENTS LLC | ADVISER INVESTMENTS | ADVISER CAPITAL
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1991About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Sep 1997About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Services Offered by Robert
- Retirement Planning
- Risk Management & Insurance
- Investment Management
- Financial Planning
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