Robert D. Lepson

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CRD#: 2167252

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Douglas Lepson, CFP®, who also goes by Bob Lepson, Bobby Lepson, Robert D Lepson, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 8 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 26 exams.

Core Areas of Focus

High Net Worth Client Needs

Insurance Related Issues

Investment Advice with Ongoing Management

Medical Professionals

Retirement Plan Investment Advice

Retirement Planning & Distribution Rules

Question & Answer

What are your service offerings?

Retirement Planning

Retirement Income Management

Insurance Planning

Investment Planning

Life Transitions

Socially Responsible Investing

Comprehensive Financial Planni...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Aliases

Bob Lepson | Bobby Lepson | Robert D Lepson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Past

February 6, 2017 - January 5, 2026

RWA WEALTH PARTNERS

RIA

CRD#: 156984

BOSTON, MA

Past

September 27, 2011 - February 21, 2017

BRAVER WEALTH MANAGEMENT, LLC

RIA

CRD#: 104747

NEEDHAM, MA

Past

January 7, 2003 - August 4, 2011

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BRAINTREE, MA

Past

March 22, 2001 - August 3, 2011

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BRAINTREE, MA

Past

July 28, 1998 - December 20, 2000

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

January 2, 1997 - July 24, 1998

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

Past

June 8, 1994 - July 24, 1998

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

August 22, 1991 - June 22, 1994

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

August 22, 1991 - June 22, 1994

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RWA WEALTH PARTNERS

CRD#: 156984 / SEC#: 801-73098

RIA

Registered Investment Advisory firm - (1/20/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/30/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/21/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/25/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/21/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/26/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

RWA WEALTH PARTNERS

CRD#: 156984 / SEC#: 801-73098

RIA

Registered Investment Advisory firm - (1/20/2012 Approved)

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Contact information

Main Address

Prudential Tower 800 Boylston Street, Boston, MA 02199

Mailing Address

Phone number

(857) 255-2100

Established

Firm type

Fiscal year end

# of Employees

181

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA PRIVATE WEALTH (3/31/2025)

RWA FAMILY OFFICE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	19,490
AUM (Assets Under Management)	$ 17,255,241,142

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
01/02/2025	Cover Page	Report
09/29/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Robert D. Lepson

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BRAVER WEALTH MANAGEMENT, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

OSAIC FS, INC.

GUARDIAN INVESTOR SERVICES LLC

GUARDIAN INVESTOR SERVICES LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

RWA WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/30/2005

Series 63

Date: 8/21/1991

Series 7

Date: 11/25/2002

Series 6

Date: 8/21/1991

Series 26

Date: 9/26/1997

Current Firm

RWA WEALTH PARTNERS

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RWA WEALTH PARTNERS

TRUST BUT VERIFY

Contact information

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