Kathy C. Katts

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CRD#: 2167102

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kathy Carrera Katts, who also goes by Kathy Ann Carrera, Kathy Ann Katz, was a registered financial professional .

Kathy is a previously registered financial professional and started their career in finance in 2005. Kathy had worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

Kathy Ann Carrera | Kathy Ann Katz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 13, 2006 - May 3, 2017

TAYLOR EXECUTION SERVICE LLC

CRD#: 124429

NEW YORK, NY

Past

May 12, 2005 - February 6, 2008

EASTON TRADING GROUP LLC

CRD#: 114009

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

TAYLOR EXECUTION SERVICE LLC

CRD#: 124429 / SEC#: , 8-65675

Terminated by SEC on 08/18/2017

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 10/04/2002

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
KATTS, KATHY CARRERA	MANAGING MEMBER	2167102

Red Flags

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