Gary Lee Dennis
CIMA®Professional Summary
Gary Lee Dennis, CIMA®, who also goes by Gary Dennis, is a registered financial advisor currently at COMPREHENSIVE WEALTH SOLUTIONS, LLC located in Boca Raton, Florida. Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Gary has worked at 2 firms and has passed the Series 63, Series 65 and Series 2 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gary Dennis
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
COMPREHENSIVE WEALTH SOLUTIONS, LLC
Contact Information
Main Address
433 Plaza Real Suite 275, Boca Raton, FL 33432-9999Phone Number
(877) 294-4979# of Employees
3SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
296AUM (Assets Under Management)
$374,292,250Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
COMPREHENSIVE WEALTH SOLUTIONS, LLC
State Registrations and Notice Filings
(3/1/2011)
(5/10/2004)
(5/3/2004)
(8/1/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Feb 1992Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Gary Lee Dennis's CRS (Customer Relationship Summary).
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