Sharon A. Adelmann

PRAIRIE INVESTMENT ADVISORS

Shorewood, IL

Some features on this profile are disabled

CRD#: 2167053

Professional summary

Sharon Aileen Adelmann, CFP® is a registered financial advisor currently at PRAIRIE INVESTMENT ADVISORS, LLC located in Shorewood, Illinois.

Sharon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Sharon has worked at 4 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VICE PRESIDENT - ADELMANN FLORIST INC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Aileen Adelmann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

October 29, 2014 - Present

PRAIRIE INVESTMENT ADVISORS, LLC

Office #2: 1813 N. Mill St. Suite G, Naperville, IL 60563

RIA

CRD#: 173356

Shorewood, IL

Past

January 7, 2002 - December 31, 2014

PRAIRIE FINANCIAL GROUP ADVISORY SERVICES

RIA

CRD#: 115121

NAPERVILLE, IL

Past

February 8, 1995 - February 17, 1995

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

September 16, 1993 - July 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

NAPERVILLE, IL

Past

August 29, 1991 - February 18, 1993

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/29/2014)

IAR

Pennsylvania
(7/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/6/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/27/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/27/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/24/2001

General Securities Principal Examination

Current Firm

PRAIRIE INVESTMENT ADVISORS, LLC

CRD#: 173356 / SEC#:

Illinois

Registered Investment Advisory firm - (10/29/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/13/2022 Approved)

Texas

Registered Investment Advisory firm - (11/20/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1813 N. Mill St. Suite G, Naperville, IL 60563

Mailing Address

Phone number

(630) 778-8785

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	301
AUM (Assets Under Management)	$ 95,353,326

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sharon A. Adelmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Aileen Adelmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRAIRIE INVESTMENT ADVISORS, LLC

PRAIRIE FINANCIAL GROUP ADVISORY SERVICES

LASALLE FINANCIAL SERVICES, INC.

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 12/6/1991

Series 7

Date: 2/27/1997

Series 6

Date: 8/27/1991

Series 24

Date: 9/24/2001

Current Firm

PRAIRIE INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRAIRIE INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors