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DJ

Douglas J. Jegi

FRONTIER SOLUTIONS
Richmond, VA 23233
Some features on this profile are disabled
CRD#: 2167031
DJ

Professional summary


Douglas John Jegi, who also goes by Doug John Jegi, is a registered financial professional currently at FRONTIER SOLUTIONS, LLC located in Richmond, Virginia.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 1993. Douglas has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 22 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Doug John Jegi

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Douglas John Jegi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 29, 2016 - Present

FRONTIER SOLUTIONS, LLC

Office #1: 3307 Church Road, Suite 220, Richmond, VA 23233Office #2: 3307 Church Road Suite 220, Richmond, VA 23233
BD
CRD#: 136102
Richmond, VA
Past

May 2, 2008 - December 20, 2011

CROSSCAP MANAGEMENT, INC.

RIA
CRD#: 114332
HOUSTON, TX
Past

February 20, 2002 - October 1, 2002

PORTSMOUTH FINANCIAL SERVICES

BD
CRD#: 13980
SAN FRANCISCO, CA
Past

May 26, 1998 - November 21, 2000

CNL SECURITIES CORP.

BD
CRD#: 10356
ORLANDO, FL
Past

September 6, 1996 - March 7, 1997

CRONOS SECURITIES CORP

BD
CRD#: 8556
SAN FRANCISCO, CA
Past

June 21, 1993 - June 22, 1995

PHOENIX SECURITIES, INC.

BD
CRD#: 10507
SAN RAFAEL, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/10/2018)
RR
California
(7/10/2018)
RR
Connecticut
(7/10/2018)
RR
Florida
(7/10/2018)
RR
Georgia
(10/4/2018)
RR
Illinois
(7/10/2018)
RR
Louisiana
(3/18/2022)
RR
Maryland
(10/4/2018)
RR
Massachusetts
(7/10/2018)
RR
Michigan
(1/13/2020)
RR
New York
(4/24/2017)
RR
Ohio
(7/10/2018)
RR
Texas
(11/28/2016)
RR
West Virginia
(1/13/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 4/24/2017
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/24/2003
Uniform Investment Adviser Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FS
FRONTIER SOLUTIONS, LLC
FRONTIER SOLUTIONS, LLC

CRD#: 136102 / SEC#: , 8-66972

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
3307 Church Road Suite 220, Richmond, VA 23233
Mailing Address
3307 Church Road Suite 220, Richmond, VA 23233
Phone number
(804) 918-2368
Established
Georgia since 05/03/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ASPEN PARTNERS, LTDMANAGING MEMBER
TERRY, DEBORAH HOLLANDFINOP/CFO5680197
VICK, GEORGE DAVIS IVCHIEF COMPLIANCE OFFICER3006623

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FRONTIER SOLUTIONS, LLC

CRD#: 136102Richmond, VA 23233

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