Junius V. Beaver

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CRD#: 2166997

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Junius Verne Beaver III, who also goes by J V Beaver, Trip Beaver, was a registered financial professional .

Junius is a previously registered financial professional and started their career in finance in 1992. Junius had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

J V Beaver | Trip Beaver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 31, 2011 - October 6, 2025

LANIER ASSET MANAGEMENT, LLC

RIA

CRD#: 150888

LOUISVILLE, KY

Past

August 25, 2009 - December 31, 2010

LANIER ASSET MANAGEMENT, LLC

RIA

CRD#: 150888

LOUISVILLE, KY

Past

August 24, 2009 - November 10, 2020

APW CAPITAL, INC.

CRD#: 43814

LOUISVILLE, KY

Past

January 8, 2004 - September 2, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LOUISVILLE, KY

Past

May 16, 1997 - September 2, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LOUISVILLE, KY

Past

January 7, 1994 - May 27, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 6, 1992 - January 13, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 6, 1992 - January 13, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LANIER ASSET MANAGEMENT, LLC

CRD#: 150888 / SEC#: 801-107331

RIA

Registered Investment Advisory firm - (3/4/2016 Approved)

Georgia

Registered Investment Advisory firm - (3/16/2016 Terminated)

Kentucky

Registered Investment Advisory firm - (3/28/2016 Terminated)

Texas

Registered Investment Advisory firm - (7/1/2013 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/19/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/9/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/9/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/13/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/4/1992

General Securities Representative Examination

Current Firm

LANIER ASSET MANAGEMENT, LLC

CRD#: 150888 / SEC#: 801-107331

RIA

Registered Investment Advisory firm - (3/4/2016 Approved)

Georgia

Registered Investment Advisory firm - (3/16/2016 Terminated)

Kentucky

Registered Investment Advisory firm - (3/28/2016 Terminated)

Texas

Registered Investment Advisory firm - (7/1/2013 Conditional Restricted)

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Contact information

Main Address

2321 Lime Kiln Lane Suite D, Louisville, KY 40222

Mailing Address

Phone number

(502) 909-1100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (9/30/2025)

Regulatory assets under management

Total Number of Accounts	241
AUM (Assets Under Management)	$ 139,830,730

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Junius V. Beaver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LANIER ASSET MANAGEMENT, LLC

APW CAPITAL, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

LANIER ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/19/1995

Series 63

Date: 6/9/1992

Series 7TO

Date: 2/9/2024

SIE

Date: 10/1/2018

Series 31

Date: 3/13/2007

Series 7

Date: 3/4/1992

Current Firm

LANIER ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LANIER ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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