Junius V. Beaver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Junius Verne Beaver III, who also goes by J V Beaver, Trip Beaver, was a registered financial professional .
Junius is a previously registered financial professional and started their career in finance in 1992. Junius had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2011 - October 6, 2025
LANIER ASSET MANAGEMENT, LLC
August 25, 2009 - December 31, 2010
LANIER ASSET MANAGEMENT, LLC
August 24, 2009 - November 10, 2020
APW CAPITAL, INC.
January 8, 2004 - September 2, 2009
UBS FINANCIAL SERVICES INC.
May 16, 1997 - September 2, 2009
UBS FINANCIAL SERVICES INC.
January 7, 1994 - May 27, 1997
CITIGROUP GLOBAL MARKETS INC.
March 6, 1992 - January 13, 1994
IDS LIFE INSURANCE COMPANY
March 6, 1992 - January 13, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
LANIER ASSET MANAGEMENT, LLC
CRD#: 150888 / SEC#: 801-107331
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/9/2024
General Securities Representative ExaminationCurrent Firm
LANIER ASSET MANAGEMENT, LLC
CRD#: 150888 / SEC#: 801-107331
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 225 |
| AUM (Assets Under Management) | $ 147,383,194 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
