James O. Galey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Oscar Galey was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1969. James had worked at 6 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 1984 - December 26, 1984
DECELL SECURITIES CORPORATION
February 24, 1978 - August 11, 1982
MORGAN STANLEY DW INC.
May 16, 1973 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
July 13, 1971 - May 16, 1973
DEAN WITTER & CO. INCORPORATED
January 14, 1971 - August 12, 1971
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
June 18, 1969 - April 25, 1971
GOODBODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 6/17/1969
Registered Representative ExaminationCurrent Firm
DECELL SECURITIES CORPORATION
CRD#: 8324 / SEC#: , 8-24858
Contact information
Documents
Red Flags
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