LT
Larry N. Taul
CINCAP INVESTMENT GROUP
Cincinnati, OH 45226
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CRD#: 2166909
LT
Professional summary
Larry Nelson Taul JR, who also goes by Nelson Taul, is a registered financial professional currently at CINCAP INVESTMENT GROUP, LLC located in Cincinnati, Ohio.
Larry is registered as a RR (Registered Representative) and started their career in finance in 1991. Larry has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 52, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Nelson Taul
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Larry Nelson Taul JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 8, 2020 - Present
CINCAP INVESTMENT GROUP, LLC
Office #1: 455 Delta Ave. Suite 207, Cincinnati, OH 45226Office #2: 455 Delta Ave Suite 207, Cincinnati, OH 45226BD
CRD#: 118392
Cincinnati, OH
Past
September 18, 1991 - June 15, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
BD
CRD#: 25440
CINCINNATI, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/2/2021)
RR
Arizona(12/24/2020)
RR
Arkansas(1/7/2021)
RR
California(1/5/2021)
RR
Colorado(12/22/2020)
RR
Connecticut(3/8/2021)
RR
Delaware(2/5/2021)
RR
District of Columbia(2/26/2021)
RR
Florida(12/8/2020)
RR
Georgia(2/2/2021)
RR
Illinois(2/3/2021)
RR
Indiana(1/12/2021)
RR
Kansas(6/9/2021)
RR
Kentucky(12/14/2020)
RR
Maryland(1/14/2021)
RR
Massachusetts(2/3/2021)
RR
Michigan(1/4/2021)
RR
Minnesota(7/15/2021)
RR
Mississippi(3/7/2022)
RR
Missouri(2/3/2021)
RR
Nevada(12/15/2020)
RR
New Hampshire(1/21/2021)
RR
New Jersey(2/2/2021)
RR
New York(12/8/2020)
RR
North Carolina(12/9/2020)
RR
Ohio(12/9/2020)
RR
Oklahoma(1/4/2021)
RR
Oregon(2/2/2021)
RR
Pennsylvania(12/15/2020)
RR
Tennessee(1/27/2021)
RR
Texas(1/11/2021)
RR
Utah(2/8/2022)
RR
Virginia(1/5/2021)
RR
Washington(12/22/2020)
RR
West Virginia(1/14/2021)
RR
Wisconsin(12/15/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CINCAP INVESTMENT GROUP, LLC
CINCAP INVESTMENT GROUP, INC | JK SECURITIES, INC. | CINCAP INVESTMENT GROUP, LLC
CRD#: 118392 / SEC#: , 8-53652
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
455 Delta Ave. Suite 207, Cincinnati, OH 45226
Mailing Address
455 Delta Ave. Suite 207, Cincinnati, OH 45226
Phone number
(513) 725-4841
Established
Ohio since 09/01/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (38 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CINCAP INVESTMENT GROUP, LLC
CRD#: 118392Cincinnati, OH 45226TRUST BUT VERIFY
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