Louis Joseph Galeotafiore Jr
Professional Summary
Louis Joseph Galeotafiore JR, who also goes by Lou Fiore, Louis Fiore, Lou Flore, Louis Joseph Galeotafiore, was a registered financial advisor. Louis was a previously registered financial professional and started their career in finance 1972 - 2008. Louis had worked at 17 firms and has passed the Series 63, Series 55, Series 7, Series 1, Series 27, Series 24, Series 4 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lou Fiore, Louis Fiore, Lou Flore, Louis Joseph Galeotafiore
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
54 years in the financial services industry
Current & Past Employments
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Current Firm
PARKER FINANCIAL CORP.
Contact Information
Established
Delaware since 10/07/1996Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MILLENIUM CAPITAL TRADING LLC | SHAREHOLDER | — |
| SUNSPOT HOLDING CORP. | SHAREHOLDER | — |
| RIVERSO, RAFFAEL GIGLIO | SHAREHOLDER | 2022485 |
| ROMEU, ALFONSO L | COMPLIANCE OFFICER, CEO , AML OFFICER | — |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed May 2000Series 1 — Registered Representative Examination
Passed Sep 1972Series 12 — NYSE Branch Manager Examination
Passed Apr 1983Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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