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Bradley Webster Blanton Sr.

CFP®
DWS DISTRIBUTORS
CHICAGO, IL
·CRD# 2166845·30 years experience

Professional Summary

Bradley Webster Blanton SR., CFP®, who also goes by Bradley Webster Blanton, Bradley Webster Blanton Sr, Bradley Webster Blanton, Sr, Bradley W Blanton, is a registered financial advisor currently at DWS DISTRIBUTORS, INC. located in Chicago, Illinois. Bradley is registered as a RR (Registered Representative) and started their career in finance in 1996. Bradley has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bradley Webster Blanton, Bradley Webster Blanton Sr, Bradley Webster Blanton, Sr, Bradley W Blanton

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

30 years in the financial services industry

Current & Past Employments

DWS DISTRIBUTORS, INC.·CRD# 37306
BD
222 South Riverside Plaza, Chicago, IL 60606
January 18, 2025 - Present
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC·CRD# 108257
RIA
Tampa, FL
December 16, 2009 - January 6, 2024
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.·CRD# 840
BD
Minneapolis, MN
January 2, 2009 - January 6, 2024
RIVERSOURCE DISTRIBUTORS, INC.·CRD# 139135
BD
Minneapolis, MN
December 5, 2006 - January 2, 2009
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
March 15, 2006 - January 24, 2007
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
August 3, 2004 - December 3, 2004
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
August 3, 2004 - December 3, 2004
EAGLE ASSET MANAGEMENT INC·CRD# 110653
RIA
St. Petersburg, FL
March 12, 1998 - June 15, 2004
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
March 25, 1996 - June 18, 2004

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Current Firm

DD
DWS DISTRIBUTORS, INC.

DEAWM DISTRIBUTORS, INC. | ZURICH KEMPER DISTRIBUTORS, INC. | SCUDDER DISTRIBUTORS, INC. | KEMPER DISTRIBUTORS, INC. | DWS SCUDDER DISTRIBUTORS, INC. | DWS INVESTMENTS DISTRIBUTORS, INC | DWS DISTRIBUTORS, INC. | DEUTSCHE AM DISTRIBUTORS, INC.

CRD#: 37306 / SEC#: 8-47765
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

222 South Riverside Plaza, Chicago, IL 60606-5808

Mailing Address

875 Third Avenue 27th Floor- Mail Stop Nyc03-2720, New York, NY 10022

Phone Number

(312) 537-7000

Established

Delaware since 09/20/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DWS INVESTMENT MANAGEMENT AMERICAS , INC.SHAREHOLDER—
ABBOTT, KEVIN SCHIEF OPERATING OFFICER AND DIRECTOR4210778
BALUYOT, RHEEZA RAMOSCHIEF FINANCIAL OFFICER8028310
CHELEL, NICOLE M.CHIEF COMPLIANCE OFFICER4748490
O'CONNELL, BRIAN PATRICKCHAIRMAN OF THE BOARD/DIRECTOR, CHIEF EXECUTIVE OFFICER / PRESIDENT3089261
REUTER, MICHELLE SVICE PRESIDENT6572669
SHIELDS, JOHN POWELL JRVICE PRESIDENT1950330
VASSIL, JASON TODDDIRECTOR AND VICE PRESIDENT4477245
WILCZEWSKI, JOEL JOHNVICE PRESIDENT2815498

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/18/2025)
RR
Alaska
(1/18/2025)
RR
Arizona
(1/18/2025)
RR
Arkansas
(1/18/2025)
RR
California
(1/18/2025)
RR
Colorado
(1/18/2025)
RR
Connecticut
(1/18/2025)
RR
Delaware
(1/18/2025)
RR
District of Columbia
(1/18/2025)
RR
Florida
(1/18/2025)
RR
Georgia
(1/18/2025)
RR
Hawaii
(1/18/2025)
RR
Idaho
(1/18/2025)
RR
Illinois
(1/18/2025)
RR
Indiana
(1/18/2025)
RR
Iowa
(1/18/2025)
RR
Kansas
(1/18/2025)
RR
Kentucky
(1/18/2025)
RR
Louisiana
(1/18/2025)
RR
Maine
(1/18/2025)
RR
Maryland
(1/18/2025)
RR
Massachusetts
(1/18/2025)
RR
Michigan
(1/18/2025)
RR
Minnesota
(1/18/2025)
RR
Mississippi
(1/18/2025)
RR
Missouri
(1/18/2025)
RR
Montana
(1/18/2025)
RR
Nebraska
(1/18/2025)
RR
Nevada
(1/18/2025)
RR
New Hampshire
(1/18/2025)
RR
New Jersey
(1/18/2025)
RR
New Mexico
(1/18/2025)
RR
New York
(1/18/2025)
RR
North Carolina
(1/18/2025)
RR
North Dakota
(1/18/2025)
RR
Ohio
(1/21/2025)
RR
Oklahoma
(1/18/2025)
RR
Oregon
(1/18/2025)
RR
Pennsylvania
(1/18/2025)
RR
Puerto Rico
(1/18/2025)
RR
Rhode Island
(1/18/2025)
RR
South Carolina
(1/18/2025)
RR
South Dakota
(1/18/2025)
RR
Tennessee
(1/18/2025)
RR
Texas
(1/18/2025)
RR
Utah
(1/18/2025)
RR
Vermont
(1/18/2025)
RR
Virgin Islands
(1/18/2025)
RR
Virginia
(1/18/2025)
RR
Washington
(1/18/2025)
RR
West Virginia
(1/18/2025)
RR
Wisconsin
(1/18/2025)
RR
Wyoming
(1/18/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2009About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1996About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Bradley Webster Blanton SR.'s CRS (Customer Relationship Summary).

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