BB
Bradley W. Blanton
DWS DISTRIBUTORS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 2166845
BB
Professional summary
Bradley Webster Blanton SR., CFP®, who also goes by Bradley Webster Blanton, Bradley Webster Blanton Sr, Bradley Webster Blanton, Sr, Bradley W Blanton, is a registered financial professional currently at DWS DISTRIBUTORS, INC. located in Chicago, Illinois.
Bradley is registered as a RR (Registered Representative) and started their career in finance in 1996. Bradley has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Bradley Webster Blanton | Bradley Webster Blanton Sr | Bradley Webster Blanton, Sr | Bradley W Blanton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Bradley Webster Blanton SR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 18, 2025 - Present
DWS DISTRIBUTORS, INC.
Office #1: 222 South Riverside Plaza, Chicago, IL 60606BD
CRD#: 37306
Chicago, IL
Past
December 16, 2009 - January 6, 2024
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
RIA
CRD#: 108257
TAMPA, FL
Past
January 2, 2009 - January 6, 2024
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
MINNEAPOLIS, MN
Past
December 5, 2006 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
BD
CRD#: 139135
MINNEAPOLIS, MN
Past
March 15, 2006 - January 24, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
August 3, 2004 - December 3, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 3, 2004 - December 3, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
March 12, 1998 - June 15, 2004
EAGLE ASSET MANAGEMENT INC
RIA
CRD#: 110653
ST. PETERSBURG, FL
Past
March 25, 1996 - June 18, 2004
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/18/2025)
RR
Alaska(1/18/2025)
RR
Arizona(1/18/2025)
RR
Arkansas(1/18/2025)
RR
California(1/18/2025)
RR
Colorado(1/18/2025)
RR
Connecticut(1/18/2025)
RR
Delaware(1/18/2025)
RR
District of Columbia(1/18/2025)
RR
Florida(1/18/2025)
RR
Georgia(1/18/2025)
RR
Hawaii(1/18/2025)
RR
Idaho(1/18/2025)
RR
Illinois(1/18/2025)
RR
Indiana(1/18/2025)
RR
Iowa(1/18/2025)
RR
Kansas(1/18/2025)
RR
Kentucky(1/18/2025)
RR
Louisiana(1/18/2025)
RR
Maine(1/18/2025)
RR
Maryland(1/18/2025)
RR
Massachusetts(1/18/2025)
RR
Michigan(1/18/2025)
RR
Minnesota(1/18/2025)
RR
Mississippi(1/18/2025)
RR
Missouri(1/18/2025)
RR
Montana(1/18/2025)
RR
Nebraska(1/18/2025)
RR
Nevada(1/18/2025)
RR
New Hampshire(1/18/2025)
RR
New Jersey(1/18/2025)
RR
New Mexico(1/18/2025)
RR
New York(1/18/2025)
RR
North Carolina(1/18/2025)
RR
North Dakota(1/18/2025)
RR
Ohio(1/21/2025)
RR
Oklahoma(1/18/2025)
RR
Oregon(1/18/2025)
RR
Pennsylvania(1/18/2025)
RR
Puerto Rico(1/18/2025)
RR
Rhode Island(1/18/2025)
RR
South Carolina(1/18/2025)
RR
South Dakota(1/18/2025)
RR
Tennessee(1/18/2025)
RR
Texas(1/18/2025)
RR
Utah(1/18/2025)
RR
Vermont(1/18/2025)
RR
Virgin Islands(1/18/2025)
RR
Virginia(1/18/2025)
RR
Washington(1/18/2025)
RR
West Virginia(1/18/2025)
RR
Wisconsin(1/18/2025)
RR
Wyoming(1/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DD
DWS DISTRIBUTORS, INC.
DEAWM DISTRIBUTORS, INC. | ZURICH KEMPER DISTRIBUTORS, INC. | SCUDDER DISTRIBUTORS, INC. | KEMPER DISTRIBUTORS, INC. | DWS SCUDDER DISTRIBUTORS, INC. | DWS INVESTMENTS DISTRIBUTORS, INC | DWS DISTRIBUTORS, INC. | DEUTSCHE AM DISTRIBUTORS, INC.
CRD#: 37306 / SEC#: , 8-47765
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
222 South Riverside Plaza, Chicago, IL 60606-5808
Mailing Address
875 Third Avenue 27th Floor- Mail Stop Nyc03-2720, New York, NY 10022
Phone number
(212) 454-8608
Established
Delaware since 09/20/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DWS INVESTMENT MANAGEMENT AMERICAS , INC. | SHAREHOLDER | |
| ABBOTT, KEVIN S | CHIEF OPERATING OFFICER | 4210778 |
| BALUYOT, RHEEZA RAMOS | CHIEF FINANCIAL OFFICER | 8028310 |
| CHELEL, NICOLE M. | CHIEF COMPLIANCE OFFICER | 4748490 |
| IKUSS, AMANDA JEAN | VICE PRESIDENT & DIRECTOR | 6602098 |
| MAUTE, BRIAN C | CHAIRMAN OF THE BOARD/DIRECTOR, CHIEF EXECUTIVE OFFICER / PRESIDENT | 2929953 |
| REUTER, MICHELLE S | VICE PRESIDENT | 6572669 |
| SHIELDS, JOHN POWELL JR | DIRECTOR & VICE PRESIDENT | 1950330 |
| WILCZEWSKI, JOEL JOHN | VICE PRESIDENT | 2815498 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
