John G. Phoenix
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Graham Phoenix was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1991. John had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2021 - December 31, 2024
WAGN ADVISORY SERVICES, LLC
August 18, 2011 - October 18, 2019
ENVESTNET PMC
September 3, 2008 - November 30, 2010
METAMORPHOSIS MONEY MANAGEMENT LLC
January 25, 2002 - October 13, 2006
COBIZ WEALTH
January 2, 2002 - April 29, 2003
ALEXANDER CAPITAL MANAGEMENT GROUP, INC.
November 11, 1994 - August 6, 2001
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
October 18, 1991 - September 7, 1994
KEMPER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WAGN ADVISORY SERVICES, LLC
CRD#: 311915 / SEC#: 801-120370
Contact information
Red Flags
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