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DJ

David W. Jackson

SILVERBACK FINANCIAL
Valley Springs, CA
Some features on this profile are disabled
CRD#: 2166645
DJ

Professional summary


David William Jackson is a registered financial advisor currently at SILVERBACK FINANCIAL located in Valley Springs, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view David William Jackson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 26, 2018 - Present

SILVERBACK FINANCIAL

RIA
CRD#: 299520
Valley Springs, CA
Past

October 24, 2011 - December 26, 2018

INTEGRAL WEALTH MANAGEMENT

RIA
CRD#: 146569
Modesto, CA
Past

June 15, 2005 - November 2, 2011

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
MODESTO, CA
Past

June 15, 2005 - November 2, 2011

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
MODESTO, CA
Past

October 14, 2004 - June 2, 2005

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
STOCKTON, CA
Past

October 14, 2004 - June 2, 2005

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

July 8, 1997 - November 15, 2002

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
BERKELEY, CA
Past

August 4, 1993 - November 15, 2002

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/26/2018)
IAR
Texas
(11/22/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/25/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 9/25/1996
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm


SF
SILVERBACK FINANCIAL
SILVERBACK FINANCIAL | SILVERBACK FINANCIAL, LLC

CRD#: 299520 / SEC#:

California
Registered Investment Advisory firm - (12/26/2018 Approved)
Texas
Registered Investment Advisory firm - (11/22/2023 Conditional Restricted)
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Contact information


Main Address
Valley Springs, CA
Mailing Address
Phone number
(209) 401-9500
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts132
AUM (Assets Under Management)$ 80,176,019

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SILVERBACK FINANCIAL

CRD#: 299520Valley Springs, CA

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